Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
113The Investment Center Inc.$4,342,269,863
112Concourse Financial Group Securities, Inc.$4,458,541,253
111Harbour Investments Inc.$4,536,000,000
110Centaurus Financial, Inc.$4,779,099,085
109Grove Point Financial, LLC$5,228,170,580
108Hornor, Townsend & Kent, LLC$5,912,244,700
107Sigma Financial Corp.$6,400,000,000
106PlanMember Securities Corp.$8,230,000,000
105Ameritas Investment Company/Ameritas Advisory Services$9,000,000,000
104J.W. Cole Financial Inc.$9,015,034,500
103Independent Financial Group, LLC$9,444,873,000
102United Planners Financial Services$11,133,110,460
101Geneos Wealth Management Inc.$11,942,110,588
100Principal Securities, Inc. $12,011,864,401
99American Portfolios Financial Services Inc.$14,128,969,202
98FSC Securities Corp.$15,034,520,736
97Park Avenue Securities LLC$15,868,724,000
96SagePoint Financial Inc.$20,921,985,379
95Securian Financial Services Inc.$20,988,088,323
94Woodbury Financial Services$21,196,853,752
93Lincoln Investment Planning, LLC$22,433,350,000
92Atria Wealth Solutions$22,731,259,571
91Triad Advisors, LLC$27,682,581,286
90Waddell & Reed Financial Advisors$33,099,952,840
89Equitable Advisors, LLC$38,729,415,000
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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