Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
37Cutter & Co. Inc.
36Correll Co. Investment Services Corp.
35D.A. Davidson & Co.
34Williams Financial Group
33Finance 500 Inc.
32Foresters Equity Services Inc.
31Coordinated Capital Securities Inc.
30Ausdal Financial Partners
29SCF Securities Inc.
28Harbor Financial Services LLC
27TriCor Financial LLC
26Century Securities Associates Inc.
25Calton & Associates Inc.
24St. Bernard Financial Services Inc.
23Bernardi Securities Inc.
22Allstate Financial Services LLC
21Capital Analysts Inc.
20World Capital Brokerage, Inc
19The Legend Group Corp.
18Berthel Fisher & Co. Financial Services Inc.
17BCG Securities, Inc.
16Schwab Independent Branch Services (Franchise)
15Edward Jones
14LifeMark Securities Corp.
13Pinnacle Investments, LLC
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.