Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
44Wall Street Financial Group Inc.
43LifeMark Securities Corp.
42SWS Financial Services
41Eagle One Investments LLC
40Synergy Investment Group
39IMS Securities Inc./IMS Financial Advisors Inc.
38Leonard & Co.
37Advisor Group
36MetLife Inc.
35New England Securities Inc.
34Tower Square Securities Inc.
33Walnut Street Securities Inc.
32Foothill Securities Inc.
31National Holdings Corp.
30Pointe Capital Inc.
29Capital Investment Co.
28vFinance Investments Inc.
27MetLife Securities Inc.
26R.M. Stark & Co. Inc.
25Wall Street Access
24Cantella & Co. Inc.
23Financial Advisers of America LLC
22Sterne Agee Financial Services
21Financial Telesis Inc.
20First Republic Securities Co.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.