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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
138Vanderbilt Financial Group0
137Ameriprise Financial Services, LLC0
136Fortune Financial Services, Inc.0
135Transamerica Financial Advisors, Inc.0
134Cutter & Company, Inc.0
133The Leaders Group$43,294,422
132St. Bernard Financial Services Inc.$103,000,000
131Trutoro$114,668,401
130Alden Investment Group$550,000,000
129Trustmont Financial Group Inc.$675,900,000
128Nationwide Planning Associates, Inc.$760,266,811
127Packerland Brokerage Services Inc.$904,705,938
126Thurston Springer Miller Herd & Titak$932,594,532
125Arkadios Capital$1,109,680,600
124CFD Investments Inc.$1,447,771,483
123Arete Wealth$1,488,069,965
122Founders Financial$1,685,135,366
121Parkland Securities, LLC$1,800,000,000
120The O.N. Equity Sales Co.$2,162,568,998
119Equity Services Inc. $2,900,000,000
118LaSalle St. Securities LLC$3,000,000,000
117Kovack Securities, Inc.$3,129,378,900
116Prospera Financial Services Inc.$3,500,000,000
115The Strategic Financial Alliance Inc.$3,500,000,000
114M Holdings Securities Inc. (M Securities)$3,897,193,145
113The Investment Center Inc.$4,342,269,863
112Concourse Financial Group Securities, Inc.$4,458,541,253
111Harbour Investments Inc.$4,536,000,000
110Centaurus Financial, Inc.$4,779,099,085
109Grove Point Financial, LLC$5,228,170,580
108Hornor, Townsend & Kent, LLC$5,912,244,700
107Sigma Financial Corp.$6,400,000,000
106PlanMember Securities Corp.$8,230,000,000
105Ameritas Investment Company/Ameritas Advisory Services$9,000,000,000
104J.W. Cole Financial Inc.$9,015,034,500
103Independent Financial Group, LLC$9,444,873,000
102United Planners Financial Services$11,133,110,460
101Geneos Wealth Management Inc.$11,942,110,588
100Principal Securities, Inc. $12,011,864,401
99American Portfolios Financial Services Inc.$14,128,969,202
98FSC Securities Corp.$15,034,520,736
97Park Avenue Securities LLC$15,868,724,000
96SagePoint Financial Inc.$20,921,985,379
95Securian Financial Services Inc.$20,988,088,323
94Woodbury Financial Services$21,196,853,752
93Lincoln Investment Planning, LLC$22,433,350,000
92Atria Wealth Solutions$22,731,259,571
91Triad Advisors, LLC$27,682,581,286
90Waddell & Reed Financial Advisors$33,099,952,840
89Equitable Advisors, LLC$38,729,415,000
88Kestra Financial, Inc$41,123,107,144
87Royal Alliance Associates Inc.$50,844,293,567
86MML Investors Services, LLC$62,400,000,000
85Securities America Inc.$67,575,000,000
84Cambridge Investment Research, Inc.$79,957,807,634
83Northwestern Mutual $124,214,223,675
82Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$136,500,000,000
81Advisor Group$203,255,234,720
80Raymond James Financial Services Inc.$220,527,000,000
79LPL Financial LLC$461,171,629,346
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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