Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Fee-based advisers ▼
1LPL Financial LLC10,575
2Raymond James Financial Services Inc.3,613
3AXA Advisors LLC3,037
4Cambridge Investment Research Inc.2,729
5MML Investors Services, LLC2,727
6HD Vest Investment Services2,600
7Securities America Inc.2,028
8Commonwealth Financial Network2,019
9Cetera Advisor Networks1,781
10Waddell & Reed Financial Advisors1,680
11Voya Financial Advisors Inc.1,448
12Signator Investors Inc.1,285
13Wells Fargo Advisors Financial Network1,226
14Kestra Financial1,193
15Cetera Advisors1,164
16Principal Securities, Inc. (fka Princor Financial Services Corp.)1,086
17National Planning Corporation (NPC) 1,045
18Royal Alliance Associates Inc.979
19INVEST Financial Corp.962
20Cetera Financial Specialists873
21Cetera Financial Institutions845
22Securian Financial Services Inc.816
23Lincoln Investment Planning, LLC813
24SagePoint Financial Inc.786
25First Allied Securities, Inc.653
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

The appeal and pitfalls of holding unconventional assets in retirement accounts

While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.

Wells Fargo's move to boost signing bonuses could give it a lift

Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal

New Jersey fines David Lerner Associates for nontraded REIT sales

Firm will pay $650,000 for suitability, compliance and books and records violations.

Report predicts $400 trillion retirement savings gap by 2050

Shortfall driven by longer life spans and disappointing investment returns.

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers