Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1LPL Financial LLC10,575
2Raymond James Financial Services Inc.3,613
3AXA Advisors LLC3,037
4Cambridge Investment Research Inc.2,729
5MML Investors Services, LLC2,727
6HD Vest Investment Services2,600
7Securities America Inc.2,028
8Commonwealth Financial Network2,019
9Cetera Advisor Networks1,781
10Waddell & Reed Financial Advisors1,680
11Voya Financial Advisors Inc.1,448
12Signator Investors Inc.1,285
13Wells Fargo Advisors Financial Network1,226
14Kestra Financial, Inc1,193
15Cetera Advisors1,164
16Principal Securities, Inc. (fka Princor Financial Services Corp.)1,086
17National Planning Corporation (NPC) 1,045
18Royal Alliance Associates Inc.979
19INVEST Financial Corp.962
20Cetera Financial Specialists873
21Cetera Financial Institutions845
22Securian Financial Services Inc.816
23Lincoln Investment Planning, LLC813
24SagePoint Financial Inc.786
25First Allied Securities, Inc.653
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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