Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1LPL Financial LLC11,374
2MML Investors Services, LLC5,964
3Raymond James Financial Services Inc.3,971
4AXA Advisors LLC3,125
5Cambridge Investment Research Inc.2,822
6Securities America Inc.2,269
7Commonwealth Financial Network2,185
8Cetera Advisor Networks1,882
9Waddell & Reed Financial Advisors1,325
10Kestra Financial, Inc1,290
11Signator Investors Inc.1,211
12Voya Financial Advisors Inc.1,209
13Wells Fargo Advisors Financial Network1,201
14Cetera Advisors1,146
15Principal Securities, Inc. (fka Princor Financial Services Corp.)1,094
16Cetera Financial Institutions1,054
17Lincoln Investment Planning, LLC1,035
18Royal Alliance Associates Inc.1,019
19Cetera Financial Specialists869
20Securian Financial Services Inc.847
21SagePoint Financial Inc.794
22Woodbury Financial Services703
23First Allied Securities, Inc.617
24FSC Securities Corp.614
25Ameritas Investment Corp.608
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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