Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1LPL Financial LLC9,795
2Ameriprise Financial Services Inc.7,589
3AXA Advisors3,291
4Northwestern Mutual3,165
5Raymond James Financial Services Inc.3,071
6MML Investors Services, LLC2,577
7Cambridge Investment Research Inc.2,440
8Transamerica Financial Advisors, Inc.2,024
9HD Vest Investment Services2,001
10Commonwealth Financial Network1,778
11Securities America Inc.1,748
12Waddell & Reed Financial Advisors1,696
13Cetera Advisor Networks1,650
14Voya Financial Advisors Inc.1,509
15NFP Advisor Services1,119
16Wells Fargo Advisors Financial Network1,097
17Royal Alliance Associates Inc.1,078
18Princor Financial Services Corp.1,046
19National Planning Corporation (NPC) 1,011
20INVEST Financial Corp.971
21Cetera Financial Specialists949
22Cetera Advisors925
23SagePoint Financial Inc.842
24Securian Financial Services Inc.835
25Cetera Financial Institutions809
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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.