Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1LPL Financial LLC10,131
2Ameriprise Financial Services Inc.7,706
3Northwestern Mutual3,817
4Raymond James Financial Services Inc.3,317
5AXA Advisors LLC3,219
6MML Investors Services, LLC2,578
7Cambridge Investment Research Inc.2,536
8HD Vest Investment Services2,111
9Commonwealth Financial Network1,879
10Securities America Inc.1,846
11Cetera Advisor Networks1,801
12Waddell & Reed Financial Advisors1,725
13Voya Financial Advisors Inc.1,472
14Wells Fargo Advisors Financial Network1,181
15Kestra Financial1,151
16Royal Alliance Associates Inc.1,081
17Principal Securities, Inc. (fka Princor Financial Services Corp.)1,071
18National Planning Corporation (NPC) 1,043
19Cetera Advisors1,014
20INVEST Financial Corp.963
21Cetera Financial Specialists915
22Cetera Financial Institutions897
23SagePoint Financial Inc.878
24Securian Financial Services Inc.836
25Lincoln Investment Planning, LLC734
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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