Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
26Sigma Financial Corp.433
27FSC Securities Corp.429
28J.W. Cole Financial Inc.427
29Concourse Financial Group Securities, Inc.405
30Kovack Securities, Inc.350
31The O.N. Equity Sales Co.329
32Grove Point Financial, LLC311
33M Holdings Securities Inc. (M Securities)271
34Geneos Wealth Management Inc.236
35Parkland Securities, LLC228
36Harbour Investments Inc.219
37The Investment Center Inc.208
38The Leaders Group188
39LaSalle St. Securities LLC140
40Prospera Financial Services Inc.129
41Fortune Financial Services, Inc.118
42CFD Investments Inc.90
43Founders Financial75
44Arkadios Capital72
45Arete Wealth72
46Nationwide Planning Associates, Inc.50
47Trustmont Financial Group Inc.49
48The Strategic Financial Alliance Inc.43
49St. Bernard Financial Services Inc.41
50Thurston Springer Miller Herd & Titak38
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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