Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1Advisor Group7,343
2MML Investors Services, LLC5,627
3Raymond James Financial Services Inc.4,146
4Equitable Advisors, LLC3,299
5Cambridge Investment Research, Inc.3,181
6Securities America Inc.3,166
7Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
8Atria Wealth Solutions1,848
9Royal Alliance Associates Inc.1,556
10Kestra Financial, Inc1,148
11Securian Financial Services Inc.991
12Principal Securities, Inc. 972
13Waddell & Reed Financial Advisors923
14Lincoln Investment Planning, LLC901
15Woodbury Financial Services891
16SagePoint Financial Inc.713
17Ameritas Investment Company/Ameritas Advisory Services617
18Triad Advisors, LLC592
19American Portfolios Financial Services Inc.565
20Centaurus Financial, Inc.502
21PlanMember Securities Corp.479
22Hornor, Townsend & Kent, LLC458
23United Planners Financial Services453
24Independent Financial Group, LLC450
25Equity Services Inc. 437
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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