Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
135Northwestern Mutual Investment Services0
134Lincoln Financial Network0
133Ameriprise Financial Services Inc.0
132Transamerica Financial Advisors, Inc.0
131Capital Investment Co.0
130Veritas Independent Partners10
129Infinity Financial Services 25
128St. Bernard Financial Services Inc.29
127Spire Investment Partners LLC37
126Nationwide Planning Associates, Inc.43
125Arete Wealth Management50
124Fortune Financial Services, Inc.51
122Founders Financial Securities, LLC62
121Trustmont Financial Group Inc.86
120The Strategic Financial Alliance Inc.89
119SCF Securities Inc.93
118Kalos Capital Inc.95
117Leaders Group104
116LaSalle St. Securities LLC110
115Prospera Financial Services Inc.112
114Harbour Investments Inc.157
113CFD Investments Inc.157
112KMS Financial Services, Inc.170
111Crown Capital Securities L.P.177
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.