Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
136Capital Investment Co.0
135Ameriprise Financial Services Inc.0
134Lincoln Financial Network0
133Transamerica Financial Advisors, Inc.0
132Veritas Independent Partners10
131Infinity Financial Services 25
130St. Bernard Financial Services Inc.29
129Spire Investment Partners LLC37
128Nationwide Planning Associates, Inc.43
127Arete Wealth Management50
126Fortune Financial Services, Inc.51
125IMS Securities Inc./IMS Financial Advisors Inc.57
124Founders Financial Securities, LLC62
123Trustmont Financial Group Inc.86
122The Strategic Financial Alliance Inc.89
121Kalos Capital Inc.95
120LaSalle St. Securities LLC110
119Prospera Financial Services Inc.112
118Girard Securities Inc.127
117CFD Investments Inc.157
116Harbour Investments Inc.157
115KMS Financial Services, Inc.170
114Crown Capital Securities L.P.177
113The Investment Center Inc.200
112Parkland Securities, LLC221
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136 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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