Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
144Lincoln Financial Network0
143VSR Financial Services Inc.0
142Quest Capital Strategies Inc. 0
141Infinity Financial Services 17
140Spire Investment Partners LLC28
139Fortune Financial Services, Inc.33
138Nationwide Planning Associates, Inc.35
137Securities Management and Research46
136Founders Financial Securities, LLC55
135Kalos Capital Inc.85
134The Strategic Financial Alliance Inc.88
133Trustmont Financial Group Inc.89
132Broker Dealer Financial Services Corp.91
131LaSalle St. Securities LLC105
130Prospera Financial Services Inc.116
129Harbour Investments Inc.123
128TFS Securities Inc.149
127CFD Investments Inc.156
126KMS Financial Services, Inc.160
125Crown Capital Securities L.P.172
124National Securities Corp. & Affiliates180
123Girard Securities Inc.200
122The Investment Center Inc.201
121Parkland Securities, LLC210
120Securities Service Network Inc.235
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.