Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
140National Securities Corp.0
139Spire Investment Partners LLC28
138Fortune Financial Services, Inc.28
137Protected Investors of America Inc.40
136Securities Management and Research44
135SWS Financial Services60
134Founders Financial Securities, LLC62
133Kalos Capital Inc.88
132Trustmont Financial Group Inc.89
131Packerland Brokerage Services Inc.91
130Harbour Investments Inc.100
129LaSalle St. Securities LLC104
128The Strategic Financial Alliance Inc.120
127Broker Dealer Financial Services Corp.121
126Prospera Financial Services Inc.129
125CFD Investments Inc.149
124J.P. Turner & Company LLC162
123Crown Capital Securities L.P.175
122The Investment Center Inc.202
121VSR Financial Services Inc.217
120Parkland Securities, LLC223
119Investacorp Inc.226
118Berthel Fisher & Co. Financial Services Inc.237
117J.W. Cole Financial Inc.250
116M Holdings Securities Inc. (M Securities)253
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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