Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
138Quest Capital Strategies Inc. 0
137Lincoln Financial Network0
136VSR Financial Services Inc.0
135Infinity Financial Services 17
134Spire Investment Partners LLC28
133Fortune Financial Services, Inc.33
132Nationwide Planning Associates, Inc.35
131Securities Management and Research46
130Founders Financial Securities, LLC55
129Kalos Capital Inc.85
128The Strategic Financial Alliance Inc.88
127Trustmont Financial Group Inc.89
126Broker Dealer Financial Services Corp.91
125LaSalle St. Securities LLC105
124Prospera Financial Services Inc.116
123Harbour Investments Inc.123
122TFS Securities Inc.149
121CFD Investments Inc.156
120KMS Financial Services, Inc.160
119Crown Capital Securities L.P.172
118National Securities Corp. & Affiliates180
117Girard Securities Inc.200
116The Investment Center Inc.201
115Parkland Securities, LLC210
114Securities Service Network Inc.235
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.