Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
130Transamerica Financial Advisors, Inc.0
129Ameriprise Financial Services Inc.0
128Lincoln Financial Network0
127Capital Investment Co.0
126Northwestern Mutual Investment Services0
125Veritas Independent Partners11
124Infinity Financial Services 30
123Nationwide Planning Associates, Inc.47
122Spire Investment Partners LLC49
121David A. Noyes & Company55
120Arete Wealth Management59
119Fortune Financial Services, Inc.63
118Founders Financial Securities, LLC66
117Trustmont Financial Group Inc.85
116The Strategic Financial Alliance Inc.94
115SCF Securities Inc.105
114Kalos Capital Inc.106
113LaSalle St. Securities LLC120
112Leaders Group122
111Prospera Financial Services Inc.135
110CFD Investments Inc.161
109Crown Capital Securities L.P.172
108Harbour Investments Inc.180
107The Investment Center Inc.201
106Parkland Securities, LLC222
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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