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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
1National Securities Corp.0
2Spire Investment Partners LLC28
3Fortune Financial Services Inc.28
4Protected Investors of America Inc.40
5Securities Management and Research44
6SWS Financial Services60
7Founders Financial Securities, LLC62
8Kalos Capital Inc.88
9Trustmont Financial Group Inc.89
10Packerland Brokerage Services Inc.91
11Harbour Investments Inc.100
12LaSalle St. Securities LLC104
13The Strategic Financial Alliance Inc.120
14Broker Dealer Financial Services Corp.121
15Prospera Financial Services Inc.129
16CFD Investments Inc.149
17J.P. Turner & Company LLC162
18Crown Capital Securities L.P.175
19The Investment Center Inc.202
20VSR Financial Services Inc.217
21Parkland Securities, LLC223
22Investacorp Inc.226
23Berthel Fisher & Co. Financial Services Inc.237
24J.W. Cole Financial Inc.250
25M Holdings Securities Inc. (M Securities)253
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.