Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
138Capital Investment Co.0
137Lincoln Financial Network0
136Ameriprise Financial Services Inc.0
135Transamerica Financial Advisors, Inc.0
134Veritas Independent Partners10
133Infinity Financial Services 25
132St. Bernard Financial Services Inc.29
131Spire Investment Partners LLC37
130Nationwide Planning Associates, Inc.43
129Arete Wealth Management50
128Fortune Financial Services, Inc.51
127IMS Securities Inc./IMS Financial Advisors Inc.57
126Founders Financial Securities, LLC62
125Trustmont Financial Group Inc.86
124The Strategic Financial Alliance Inc.89
123Kalos Capital Inc.95
122LaSalle St. Securities LLC110
121Prospera Financial Services Inc.112
120Girard Securities Inc.127
119CFD Investments Inc.157
118Harbour Investments Inc.157
117KMS Financial Services, Inc.170
116Crown Capital Securities L.P.177
115The Investment Center Inc.200
114Parkland Securities, LLC221
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.