Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
138Ameriprise Financial Services, LLC0
137LPL Financial LLC0
136Vanderbilt Financial Group0
135Transamerica Financial Advisors, Inc.0
134Northwestern Mutual 0
133Park Avenue Securities LLC0
132Packerland Brokerage Services Inc.3
131Trutoro18
130Alden Investment Group30
129Cutter & Company, Inc.37
128Thurston Springer Miller Herd & Titak38
127St. Bernard Financial Services Inc.41
126The Strategic Financial Alliance Inc.43
125Trustmont Financial Group Inc.49
124Nationwide Planning Associates, Inc.50
123Arete Wealth72
122Arkadios Capital72
121Founders Financial75
120CFD Investments Inc.90
119Fortune Financial Services, Inc.118
118Prospera Financial Services Inc.129
117LaSalle St. Securities LLC140
116The Leaders Group188
115The Investment Center Inc.208
114Harbour Investments Inc.219
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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