Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
136Quest Capital Strategies Inc. 0
135Lincoln Financial Network0
134VSR Financial Services Inc.0
133Infinity Financial Services 17
132Spire Investment Partners LLC28
131Fortune Financial Services, Inc.33
130Nationwide Planning Associates, Inc.35
129Securities Management and Research46
128Founders Financial Securities, LLC55
127Kalos Capital Inc.85
126The Strategic Financial Alliance Inc.88
125Trustmont Financial Group Inc.89
124Broker Dealer Financial Services Corp.91
123LaSalle St. Securities LLC105
122Prospera Financial Services Inc.116
121Harbour Investments Inc.123
120TFS Securities Inc.149
119CFD Investments Inc.156
118KMS Financial Services, Inc.160
117Crown Capital Securities L.P.172
116National Securities Corp. & Affiliates180
115Girard Securities Inc.200
114The Investment Center Inc.201
113Parkland Securities, LLC210
112Securities Service Network Inc.235
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136 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.