Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
140Capital Investment Co.0
139RBC Capital Markets Corp.0
138VSR Financial Services Inc.0
137Transamerica Financial Advisors, Inc.0
136Lincoln Financial Network0
135Quest Capital Strategies Inc. 0
134Veritas Independent Partners7
133Infinity Financial Services 17
132St. Bernard Financial Services Inc.25
131Spire Investment Partners LLC28
130Fortune Financial Services, Inc.33
129Nationwide Planning Associates, Inc.35
128Securities Management and Research46
127Arete Wealth Management47
126Founders Financial Securities, LLC55
125IMS Securities Inc./IMS Financial Advisors Inc.61
124Kalos Capital Inc.85
123The Strategic Financial Alliance Inc.88
122Trustmont Financial Group Inc.89
121Broker Dealer Financial Services Corp.91
120LaSalle St. Securities LLC105
119Prospera Financial Services Inc.116
118Harbour Investments Inc.123
117TFS Securities Inc.149
116CFD Investments Inc.156
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.