Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Fee-based advisers ▲
140National Securities Corp.0
139Spire Investment Partners LLC28
138Fortune Financial Services, Inc.28
137Protected Investors of America Inc.40
136Securities Management and Research44
135SWS Financial Services60
134Founders Financial Securities, LLC62
133Kalos Capital Inc.88
132Trustmont Financial Group Inc.89
131Packerland Brokerage Services Inc.91
130Harbour Investments Inc.100
129LaSalle St. Securities LLC104
128The Strategic Financial Alliance Inc.120
127Broker Dealer Financial Services Corp.121
126Prospera Financial Services Inc.129
125CFD Investments Inc.149
124J.P. Turner & Company LLC162
123Crown Capital Securities L.P.175
122The Investment Center Inc.202
121VSR Financial Services Inc.217
120Parkland Securities, LLC223
119Investacorp Inc.226
118Berthel Fisher & Co. Financial Services Inc.237
117J.W. Cole Financial Inc.250
116M Holdings Securities Inc. (M Securities)253
Next Page »

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.