Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
113Parkland Securities, LLC228
112Geneos Wealth Management Inc.236
111M Holdings Securities Inc. (M Securities)271
110Grove Point Financial, LLC311
109The O.N. Equity Sales Co.329
108Kovack Securities, Inc.350
107Concourse Financial Group Securities, Inc.405
106J.W. Cole Financial Inc.427
105FSC Securities Corp.429
104Sigma Financial Corp.433
103Equity Services Inc. 437
102Independent Financial Group, LLC450
101United Planners Financial Services453
100Hornor, Townsend & Kent, LLC458
99PlanMember Securities Corp.479
98Centaurus Financial, Inc.502
97American Portfolios Financial Services Inc.565
96Triad Advisors, LLC592
95Ameritas Investment Company/Ameritas Advisory Services617
94SagePoint Financial Inc.713
93Woodbury Financial Services891
92Lincoln Investment Planning, LLC901
91Waddell & Reed Financial Advisors923
90Principal Securities, Inc. 972
89Securian Financial Services Inc.991
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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