Broker-dealer Data Center

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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▲
138Ameriprise Financial Services, LLC0
137LPL Financial LLC0
136Vanderbilt Financial Group0
135Transamerica Financial Advisors, Inc.0
134Northwestern Mutual 0
133Park Avenue Securities LLC0
132Packerland Brokerage Services Inc.3
131Trutoro18
130Alden Investment Group30
129Cutter & Company, Inc.37
128Thurston Springer Miller Herd & Titak38
127St. Bernard Financial Services Inc.41
126The Strategic Financial Alliance Inc.43
125Trustmont Financial Group Inc.49
124Nationwide Planning Associates, Inc.50
123Arete Wealth72
122Arkadios Capital72
121Founders Financial75
120CFD Investments Inc.90
119Fortune Financial Services, Inc.118
118Prospera Financial Services Inc.129
117LaSalle St. Securities LLC140
116The Leaders Group188
115The Investment Center Inc.208
114Harbour Investments Inc.219
113Parkland Securities, LLC228
112Geneos Wealth Management Inc.236
111M Holdings Securities Inc. (M Securities)271
110Grove Point Financial, LLC311
109The O.N. Equity Sales Co.329
108Kovack Securities, Inc.350
107Concourse Financial Group Securities, Inc.405
106J.W. Cole Financial Inc.427
105FSC Securities Corp.429
104Sigma Financial Corp.433
103Equity Services Inc. 437
102Independent Financial Group, LLC450
101United Planners Financial Services453
100Hornor, Townsend & Kent, LLC458
99PlanMember Securities Corp.479
98Centaurus Financial, Inc.502
97American Portfolios Financial Services Inc.565
96Triad Advisors, LLC592
95Ameritas Investment Company/Ameritas Advisory Services617
94SagePoint Financial Inc.713
93Woodbury Financial Services891
92Lincoln Investment Planning, LLC901
91Waddell & Reed Financial Advisors923
90Principal Securities, Inc. 972
89Securian Financial Services Inc.991
88Kestra Financial, Inc1,148
87Royal Alliance Associates Inc.1,556
86Atria Wealth Solutions1,848
85Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
84Securities America Inc.3,166
83Cambridge Investment Research, Inc.3,181
82Equitable Advisors, LLC3,299
81Raymond James Financial Services Inc.4,146
80MML Investors Services, LLC5,627
79Advisor Group7,343
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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