Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.543
4Ameriprise Financial Services Inc.7,706
5Ameritas Investment Corp.675
6Ausdal Financial Partners
7AXA Advisors3,219
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Broker Dealer Financial Services Corp.91
12Cadaret, Grant & Co. Inc.498
13Calton & Associates Inc.
14Cambridge Investment Research Inc.2,536
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.470
19Century Securities Associates Inc.
20Cetera Advisor Networks1,801
21Cetera Advisors1,014
22Cetera Financial Institutions897
23Cetera Financial Specialists915
24CFD Investments Inc.156
25Commonwealth Financial Network1,879
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.