Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers
1Advisor Group7,343
2Alden Investment Group30
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.565
5Ameriprise Financial Services, LLC0
6Ameritas Investment Company/Ameritas Advisory Services617
7Arete Wealth72
8Arkadios Capital72
9Atria Wealth Solutions1,848
10Ausdal Financial Partners
11Avantax Investment Services, Inc.
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.
19Cambridge Investment Research, Inc.3,181
20Cantella & Co. Inc.
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.502
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.90
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
32Concourse Financial Group Securities, Inc.405
33Coordinated Capital Securities Inc.
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.37
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC3,299
42Equity Services Inc. 437
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.118
51Founders Financial75
52FSC Securities Corp.429
53GBS Financial Corp.
54Geneos Wealth Management Inc.236
55Grove Point Financial, LLC311
56Harbor Financial Services LLC
57Harbour Investments Inc.219
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC458
60Independent Financial Group, LLC450
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.208
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.427
68Kalos Capital Inc.
69Kestra Financial, Inc1,148
70KMS Financial Services, Inc.
71Kovack Securities, Inc.350
72LaSalle St. Securities LLC140
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network
76Lincoln Investment Planning, LLC901
77LPL Financial LLC0
78M Holdings Securities Inc. (M Securities)271
79MetLife Inc.
80MML Investors Services, LLC5,627
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.50
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual 0
88The O.N. Equity Sales Co.329
89Packerland Brokerage Services Inc.3
90Park Avenue Securities LLC0
91Parkland Securities, LLC228
92PlanMember Securities Corp.479
93Principal Securities, Inc. 972
94Prospera Financial Services Inc.129
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.4,146
100Royal Alliance Associates Inc.1,556
101SA Stone
102SagePoint Financial Inc.713
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.991
106Securities America Inc.3,166
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.433
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.41
114The Strategic Financial Alliance Inc.43
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group188
119Thurston Springer Miller Herd & Titak38
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.0
122Triad Advisors, LLC592
123TriCor Financial LLC
124Trustmont Financial Group Inc.49
125Trutoro18
126United Planners Financial Services453
127Vanderbilt Financial Group0
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors923
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services891
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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