Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services Inc.$1,777,656,158
2LPL Financial LLC$1,328,587,275
3Raymond James Financial Services Inc.$680,180,000
4Commonwealth Financial Network$537,266,955
5Northwestern Mutual$384,610,395
6Wells Fargo Advisors Financial Network$371,527,000
7Cambridge Investment Research Inc.$332,469,870
8Securities America Inc.$223,800,000
9Cetera Advisor Networks$222,539,995
10Waddell & Reed Financial Advisors$203,872,831
11Royal Alliance Associates Inc.$198,195,000
12Lincoln Financial Network$172,885,390
13NFP Advisor Services$146,595,202
14AXA Advisors$141,900,000
15HD Vest Investment Services$120,184,882
16Cetera Advisors$113,584,682
17National Planning Corporation (NPC) $107,370,000
18FSC Securities Corp.$106,248,000
19Lincoln Investment Planning, LLC$103,941,000
20Voya Financial Advisors Inc.$101,496,178
21SagePoint Financial Inc.$91,329,000
22MML Investors Services, LLC$83,856,759
23Securian Financial Services Inc.$83,091,132
24Triad Advisors Inc.$76,214,480
25First Allied Securities, Inc.$70,727,629
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.