Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services Inc.$1,938,499,401
2LPL Financial LLC$1,343,661,087
3Raymond James Financial Services Inc.$802,234,493
4Commonwealth Financial Network$597,163,912
5Northwestern Mutual$439,326,580
6Wells Fargo Advisors Financial Network$397,853,250
7Cambridge Investment Research Inc.$366,695,072
8Securities America Inc.$242,900,000
9Cetera Advisor Networks$228,206,253
10Waddell & Reed Financial Advisors$225,687,502
11Royal Alliance Associates Inc.$210,975,000
12Lincoln Financial Network$183,791,694
13Kestra Financial$170,293,396
14AXA Advisors$155,100,000
15HD Vest Investment Services$129,433,912
16Cetera Advisors$125,566,840
17National Planning Corporation (NPC) $116,187,000
18Voya Financial Advisors Inc.$115,145,832
19Lincoln Investment Planning, LLC$111,675,000
20FSC Securities Corp.$106,931,000
21SagePoint Financial Inc.$98,075,000
22Securian Financial Services Inc.$93,446,486
23MML Investors Services, LLC$91,008,553
24American Portfolios Financial Services Inc.$77,878,070
25Triad Advisors Inc.$77,085,938
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.