Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services Inc.$2,332,589,115
2LPL Financial LLC$1,409,247,637
3Raymond James Financial Services Inc.$1,041,912,374
4Commonwealth Financial Network$798,295,019
5Northwestern Mutual Investment Services$628,450,004
6Wells Fargo Advisors Financial Network$472,369,003
7Cambridge Investment Research Inc.$459,796,516
8MML Investors Services, LLC$367,113,038
9Securities America Inc.$313,800,000
10Cetera Advisor Networks$247,511,696
11Kestra Financial, Inc$245,563,018
12Waddell & Reed Financial Advisors$235,134,861
13Royal Alliance Associates Inc.$205,213,018
14AXA Advisors LLC$194,384,676
15Lincoln Financial Network$191,969,076
16Lincoln Investment Planning, LLC$177,969,000
17Cetera Advisors$152,683,738
18Voya Financial Advisors Inc.$147,298,956
19Securian Financial Services Inc.$120,457,736
20Signator Investors Inc.$110,048,041
21SagePoint Financial Inc.$109,180,555
22FSC Securities Corp.$92,132,483
23Triad Advisors LLC$92,068,624
24American Portfolios Financial Services Inc.$91,196,832
25First Allied Securities, Inc.$75,288,205
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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