Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services Inc.$1,998,023,474
2LPL Financial LLC$1,285,308,855
3Raymond James Financial Services Inc.$854,727,923
4Commonwealth Financial Network$644,518,480
5Northwestern Mutual Investment Services$498,397,978
6Wells Fargo Advisors Financial Network$419,789,910
7Cambridge Investment Research Inc.$388,319,133
8Securities America Inc.$248,500,000
9Royal Alliance Associates Inc.$231,549,000
10Waddell & Reed Financial Advisors$224,492,917
11Cetera Advisor Networks$210,255,912
12Kestra Financial, Inc$197,754,585
13Lincoln Financial Network$175,375,380
14AXA Advisors LLC$158,922,214
15HD Vest Investment Services$129,416,411
16Cetera Advisors$125,156,187
17Voya Financial Advisors Inc.$124,110,987
18National Planning Corporation (NPC) $120,566,000
19Lincoln Investment Planning, LLC$115,689,000
20FSC Securities Corp.$108,981,000
21SagePoint Financial Inc.$102,785,000
22Securian Financial Services Inc.$100,992,142
23MML Investors Services, LLC$96,664,170
24Triad Advisors LLC$88,056,788
25Signator Investors Inc.$80,884,399
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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