Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services, LLC$3,122,182,868
2LPL Financial LLC$2,327,518,915
3Advisor Group$1,383,569,043
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,187,606,820
5Northwestern Mutual $1,022,145,000
6Cambridge Investment Research, Inc.$621,098,888
7MML Investors Services, LLC$539,400,000
8Securities America Inc.$517,980,000
9Royal Alliance Associates Inc.$378,881,439
10Kestra Financial, Inc$364,302,186
11Equitable Advisors, LLC$296,596,113
12Waddell & Reed Financial Advisors$296,338,811
13Lincoln Investment Planning, LLC$214,155,000
14Atria Wealth Solutions$167,966,126
15Woodbury Financial Services$159,813,003
16Securian Financial Services Inc.$154,729,908
17SagePoint Financial Inc.$153,625,975
18American Portfolios Financial Services Inc.$118,979,739
19FSC Securities Corp.$104,875,683
20Park Avenue Securities LLC$101,680,000
21Principal Securities, Inc. $96,067,770
22Independent Financial Group, LLC$91,551,500
23PlanMember Securities Corp.$91,184,000
24United Planners Financial Services$88,343,956
25Geneos Wealth Management Inc.$80,257,258
26J.W. Cole Financial Inc.$71,082,800
27Triad Advisors, LLC$68,392,943
28Ameritas Investment Company/Ameritas Advisory Services$63,100,000
29Sigma Financial Corp.$56,300,921
30Centaurus Financial, Inc.$46,829,779
31Hornor, Townsend & Kent, LLC$43,356,000
32Concourse Financial Group Securities, Inc.$40,623,500
33Kovack Securities, Inc.$40,140,800
34Grove Point Financial, LLC$39,200,000
35Prospera Financial Services Inc.$36,643,467
36Harbour Investments Inc.$32,515,000
37The Investment Center Inc.$28,135,018
38M Holdings Securities Inc. (M Securities)$26,740,248
39Founders Financial$24,682,467
40The Strategic Financial Alliance Inc.$22,701,217
41Parkland Securities, LLC$20,596,165
42Arkadios Capital$19,240,390
43Equity Services Inc. $18,800,000
44The O.N. Equity Sales Co.$16,614,193
45CFD Investments Inc.$14,462,864
46LaSalle St. Securities LLC$12,000,000
47Arete Wealth$11,478,278
48Cutter & Company, Inc.$7,599,000
49Packerland Brokerage Services Inc.$6,704,857
50Nationwide Planning Associates, Inc.$5,545,064
51Trutoro$909,099
52Alden Investment Group$691
53Trustmont Financial Group Inc.0
54St. Bernard Financial Services Inc.0
55Transamerica Financial Advisors, Inc.0
56Raymond James Financial Services Inc.0
57The Leaders Group0
58Thurston Springer Miller Herd & Titak0
59Vanderbilt Financial Group0
60Fortune Financial Services, Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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