Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▲
130Fortune Financial Services, Inc.0
129Capital Investment Co.0
128Leaders Group0
127Trustmont Financial Group Inc.0
126Veritas Independent Partners$405,114
125Infinity Financial Services $754,375
124Nationwide Planning Associates, Inc.$3,617,331
123Kalos Capital Inc.$7,055,326
122Arete Wealth Management$8,250,558
121LaSalle St. Securities LLC$8,800,000
120The O.N. Equity Sales Co.$11,242,556
119Crown Capital Securities L.P.$12,238,812
118David A. Noyes & Company$12,300,000
117CFD Investments Inc.$12,714,718
116Parkland Securities, LLC$14,051,835
115SCF Securities Inc.$14,209,292
114Transamerica Financial Advisors, Inc.$14,642,195
113Harbour Investments Inc.$15,236,000
112CUNA Brokerage Services Inc.$17,200,000
111Questar Capital Corp.$17,407,400
110The Investment Center Inc.$17,602,742
109Founders Financial Securities, LLC$17,929,089
108Spire Investment Partners LLC$18,464,501
107Prospera Financial Services Inc.$20,924,412
106M Holdings Securities Inc. (M Securities)$22,857,259
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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