Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▲
140Trustmont Financial Group Inc.0
139VSR Financial Services Inc.0
138Quest Capital Strategies Inc. 0
137St. Bernard Financial Services Inc.0
136Fortune Financial Services, Inc.0
135Equity Services Inc.0
134RBC Capital Markets Corp.0
133Transamerica Financial Advisors, Inc.0
132Securities Management and Research$288,897
131Veritas Independent Partners$289,994
130Infinity Financial Services $360,284
129IMS Securities Inc./IMS Financial Advisors Inc.$2,301,758
128Nationwide Planning Associates, Inc.$2,500,794
127Kalos Capital Inc.$5,000,000
126Broker Dealer Financial Services Corp.$5,367,876
125Arete Wealth Management$5,508,144
124LaSalle St. Securities LLC$6,416,906
123TFS Securities Inc.$6,525,000
122The O.N. Equity Sales Co.$8,416,673
121Harbour Investments Inc.$10,050,000
120CFD Investments Inc.$10,495,869
119Parkland Securities, LLC$10,698,152
118Crown Capital Securities L.P.$10,846,406
117M Holdings Securities Inc. (M Securities)$14,468,682
116CUNA Brokerage Services Inc.$14,900,000
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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