Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▲
1National Securities Corp.0
2Trustmont Financial Group Inc.0
3Fortune Financial Services Inc.0
4Securities Management and Research$262,226
5SWS Financial Services$2,894,557
6Packerland Brokerage Services Inc.$2,950,000
7Kalos Capital Inc.$4,100,000
8Broker Dealer Financial Services Corp.$4,679,973
9LaSalle St. Securities LLC$6,080,000
10J.P. Turner & Company LLC$6,380,224
11The O.N. Equity Sales Co.$7,627,890
12Harbour Investments Inc.$9,045,000
13CFD Investments Inc.$9,628,340
14Girard Securities Inc.$10,353,441
15Crown Capital Securities L.P.$10,553,565
16Questar Capital Corp.$10,577,000
17Parkland Securities, LLC$11,140,817
18M Holdings Securities Inc. (M Securities)$14,399,522
19Founders Financial Securities, LLC$14,627,958
20Berthel Fisher & Co. Financial Services Inc.$14,739,699
21CUNA Brokerage Services Inc.$15,300,000
22The Strategic Financial Alliance Inc.$15,717,706
23J.W. Cole Financial Inc.$16,166,256
24Spire Investment Partners LLC$16,648,050
25Kovack Securities Inc.$16,729,560
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.