Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▲
135Leaders Group0
134Trustmont Financial Group Inc.0
133Fortune Financial Services, Inc.0
132St. Bernard Financial Services Inc.0
131Capital Investment Co.0
130Veritas Independent Partners$307,815
129Infinity Financial Services $508,742
128Nationwide Planning Associates, Inc.$2,817,648
126Kalos Capital Inc.$5,900,000
125Arete Wealth Management$6,179,551
124LaSalle St. Securities LLC$7,000,000
123The O.N. Equity Sales Co.$8,466,922
122Parkland Securities, LLC$10,705,201
121Crown Capital Securities L.P.$10,982,761
120CFD Investments Inc.$11,084,153
119SCF Securities Inc.$11,283,027
118Harbour Investments Inc.$12,465,000
117Spire Investment Partners LLC$13,667,573
116CUNA Brokerage Services Inc.$14,800,000
115Questar Capital Corp.$14,822,500
114The Investment Center Inc.$15,639,706
113Founders Financial Securities, LLC$15,976,711
112M Holdings Securities Inc. (M Securities)$16,050,223
111The Strategic Financial Alliance Inc.$18,368,532
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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