Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▲
138Fortune Financial Services, Inc.0
137Capital Investment Co.0
136Trustmont Financial Group Inc.0
135St. Bernard Financial Services Inc.0
134Veritas Independent Partners$307,815
133Infinity Financial Services $508,742
132IMS Securities Inc./IMS Financial Advisors Inc.$2,186,884
131Nationwide Planning Associates, Inc.$2,817,648
130Kalos Capital Inc.$5,900,000
129Arete Wealth Management$6,179,551
128LaSalle St. Securities LLC$7,000,000
127The O.N. Equity Sales Co.$8,466,922
126Parkland Securities, LLC$10,705,201
125Crown Capital Securities L.P.$10,982,761
124CFD Investments Inc.$11,084,153
123Harbour Investments Inc.$12,465,000
122Spire Investment Partners LLC$13,667,573
121CUNA Brokerage Services Inc.$14,800,000
120Questar Capital Corp.$14,822,500
119Girard Securities Inc.$15,433,351
118The Investment Center Inc.$15,639,706
117Founders Financial Securities, LLC$15,976,711
116M Holdings Securities Inc. (M Securities)$16,050,223
115The Strategic Financial Alliance Inc.$18,368,532
114Prospera Financial Services Inc.$18,679,529
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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