Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, female ▼
1Raymond James Financial Services Inc.3,700
2Transamerica Financial Advisors, Inc.1,497
3HD Vest Investment Services1,076
4Cambridge Investment Research Inc.880
5Voya Financial Advisors Inc.707
6AXA Advisors652
7Securities America Inc.611
8Waddell & Reed Financial Advisors417
9Kestra Financial374
10Commonwealth Financial Network373
11Royal Alliance Associates Inc.352
12Lincoln Investment Planning, LLC341
13SagePoint Financial Inc.339
14Triad Advisors Inc.277
15FSC Securities Corp.241
16Cadaret, Grant & Co. Inc.213
17Woodbury Financial Services211
18Hornor Townsend & Kent Inc.161
19Securian Financial Services Inc.158
20Wells Fargo Advisors Financial Network147
21American Portfolios Financial Services Inc.124
22CUNA Brokerage Services Inc.122
23Centaurus Financial Inc.117
24J.W. Cole Financial Inc.115
25KMS Financial Services, Inc.113
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.