Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, female ▼
1Raymond James Financial Services Inc.1,511
2Royal Alliance Associates Inc.1,238
3Transamerica Financial Advisors, Inc.1,238
4HD Vest Investment Services1,149
5SagePoint Financial Inc.980
6Cambridge Investment Research Inc.951
7Cetera Financial Institutions879
8FSC Securities Corp.769
9Woodbury Financial Services682
10Securities America Inc.674
11AXA Advisors LLC666
12Waddell & Reed Financial Advisors417
13Kestra Financial, Inc382
14Commonwealth Financial Network377
15Voya Financial Advisors Inc.366
16Lincoln Investment Planning, LLC346
17Triad Advisors LLC284
18Cadaret, Grant & Co. Inc.201
19Securian Financial Services Inc.159
20Hornor Townsend & Kent Inc.157
21Wells Fargo Advisors Financial Network156
22American Portfolios Financial Services Inc.137
23Centaurus Financial Inc.120
24United Planners Financial Services120
25J.W. Cole Financial Inc.118
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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