Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, female ▼
1HD Vest Investment Services1,076
2Cambridge Investment Research Inc.880
3Voya Financial Advisors Inc.707
4AXA Advisors652
5Securities America Inc.611
6Waddell & Reed Financial Advisors417
7Kestra Financial, Inc. 374
8Commonwealth Financial Network373
9Royal Alliance Associates Inc.352
10Lincoln Investment Planning, LLC341
11SagePoint Financial Inc.339
12Triad Advisors Inc.277
13FSC Securities Corp.241
14Cadaret, Grant & Co. Inc.213
15Woodbury Financial Services211
16Hornor Townsend & Kent Inc.161
17Securian Financial Services Inc.158
18Wells Fargo Advisors Financial Network147
19American Portfolios Financial Services Inc.124
20CUNA Brokerage Services Inc.122
21Centaurus Financial Inc.117
22J.W. Cole Financial Inc.115
23KMS Financial Services, Inc.113
24United Planners Financial Services112
25Questar Capital Corp.95
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.