Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, female ▼
1Transamerica Financial Advisors, Inc.1,669
2HD Vest Investment Services1,041
3Cambridge Investment Research Inc.860
4Voya Financial Advisors Inc.742
5Securities America Inc.576
6Royal Alliance Associates Inc.444
7Waddell & Reed Financial Advisors420
8NFP Advisor Services372
9Commonwealth Financial Network353
10SagePoint Financial Inc.309
11INVEST Financial Corp.282
12FSC Securities Corp.266
13National Planning Corporation (NPC) 262
14Cadaret, Grant & Co. Inc.231
15Woodbury Financial Services198
16Hornor Townsend & Kent Inc.179
17Securian Financial Services Inc.155
18H. Beck Inc.152
19American Portfolios Financial Services Inc.144
20Triad Advisors Inc.142
21Centaurus Financial Inc.118
22CUNA Brokerage Services Inc.117
23J.W. Cole Financial Inc.113
24United Planners Financial Services104
25Independent Financial Group LLC102
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.