Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Insurance revenue ▼
1Lincoln Financial Network$275,155,006
2Ameriprise Financial Services Inc.$114,072,441
3M Holdings Securities Inc. (M Securities)$106,211,000
4Securian Financial Services Inc.$98,188,325
5AXA Advisors LLC$94,580,796
6Signator Investors Inc.$83,379,594
7Kestra Financial$30,226,282
8Voya Financial Advisors Inc.$24,500,858
9LPL Financial LLC$21,897,354
10Principal Securities, Inc. (fka Princor Financial Services Corp.)$19,438,765
11Commonwealth Financial Network$17,190,665
12Woodbury Financial Services$16,927,000
13Ameritas Investment Corp.$15,200,000
14Raymond James Financial Services Inc.$12,993,489
15Waddell & Reed Financial Advisors$12,402,292
16HD Vest Investment Services$12,000,000
17MML Investors Services, LLC$10,458,740
18CUNA Brokerage Services Inc.$8,760,000
19J.W. Cole Financial Inc.$8,290,532
20Transamerica Financial Advisors, Inc.$8,227,161
21Cambridge Investment Research Inc.$7,454,500
22Investacorp Inc.$6,932,000
23SagePoint Financial Inc.$6,695,000
24Investment Centers of America Inc.$5,637,000
25Securities America Inc.$5,200,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

The appeal and pitfalls of holding unconventional assets in retirement accounts

While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.

Wells Fargo's move to boost signing bonuses could give it a lift

Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal

New Jersey fines David Lerner Associates for nontraded REIT sales

Firm will pay $650,000 for suitability, compliance and books and records violations.

Report predicts $400 trillion retirement savings gap by 2050

Shortfall driven by longer life spans and disappointing investment returns.

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers