Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Insurance revenue ▼
1Lincoln Financial Network$275,155,006
2Ameriprise Financial Services Inc.$114,072,441
3M Holdings Securities Inc. (M Securities)$106,211,000
4Securian Financial Services Inc.$98,188,325
5AXA Advisors LLC$94,580,796
6Signator Investors Inc.$83,379,594
7Kestra Financial$30,226,282
8Voya Financial Advisors Inc.$24,500,858
9LPL Financial LLC$21,897,354
10Principal Securities, Inc. (fka Princor Financial Services Corp.)$19,438,765
11Commonwealth Financial Network$17,190,665
12Woodbury Financial Services$16,927,000
13Ameritas Investment Corp.$15,200,000
14Raymond James Financial Services Inc.$12,993,489
15Waddell & Reed Financial Advisors$12,402,292
16HD Vest Investment Services$12,000,000
17MML Investors Services, LLC$10,458,740
18CUNA Brokerage Services Inc.$8,760,000
19J.W. Cole Financial Inc.$8,290,532
20Transamerica Financial Advisors, Inc.$8,227,161
21Cambridge Investment Research Inc.$7,454,500
22Investacorp Inc.$6,932,000
23SagePoint Financial Inc.$6,695,000
24Investment Centers of America Inc.$5,637,000
25Securities America Inc.$5,200,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How to effectively engage and serve female clients

It is clear building relationships with women is a proven way to grow your business. Heather Ettinger of Fairport Asset Management explains proven segmentation strategies.

Latest news & opinion

Retirement planning for women

Longer lifespans and lower savings require creative income strategies.

Sean Spicer resigns as press secretary after Anthony Scaramucci is appointed communications director

Scaramucci is known as an ardent foe of the DOL fiduciary rule, having said during the campaign that Trump would repeal it .

Redoing the math on a 4% retirement withdrawal rate

Given the current interest-rate environment and other factors, advisers disagree about whether the number is too conservative or not conservative enough.

House panel passes bill to replace DOL fiduciary rule with one requiring disclosure of conflicts

Measure likely to continue in partisan advance in House, but could stall in Senate.