Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Insurance revenue ▲
140Parkland Securities, LLC0
139Kalos Capital Inc.0
138Fortune Financial Services, Inc.0
137IMS Securities Inc./IMS Financial Advisors Inc.0
136Veritas Independent Partners0
135Infinity Financial Services 0
134Transamerica Financial Advisors, Inc.0
133The O.N. Equity Sales Co.0
132Sigma Financial Corp.0
131Nationwide Planning Associates, Inc.0
130KMS Financial Services, Inc.$52,108
129Securities Management and Research$65,197
128National Securities Corp. & Affiliates$67,780
127Arete Wealth Management$116,884
126Securities Service Network Inc.$178,000
125The Investment Center Inc.$311,247
124Broker Dealer Financial Services Corp.$326,093
123Hornor Townsend & Kent Inc.$350,000
122Crown Capital Securities L.P.$455,270
121NEXT Financial Group Inc.$529,669
120Geneos Wealth Management Inc.$535,498
119Harbour Investments Inc.$650,000
118CFD Investments Inc.$674,221
117TFS Securities Inc.$740,000
116Prospera Financial Services Inc.$755,276
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.