Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Disability insurance revenue ▼
1Securian Financial Services Inc.$9,994,926
2Waddell & Reed Financial Advisors$3,463,872
3Signator Investors Inc.$798,721
4Commonwealth Financial Network$610,168
5LPL Financial LLC$273,047
6Lincoln Investment Planning, LLC$127,000
7Cadaret, Grant & Co. Inc.$90,645
8Kovack Securities, Inc.$57,100
9SII Investments Inc.$51,000
10Investment Centers of America Inc.$36,000
11Harbour Investments Inc.$27,000
12Voya Financial Advisors Inc.$25,380
13The Strategic Financial Alliance Inc.$15,860
14INVEST Financial Corp.$14,000
15National Planning Corporation (NPC) $13,000
16Independent Financial Group LLC$5,400
17American Portfolios Financial Services Inc.$1,810
18The O.N. Equity Sales Co.0
19Securities America Inc.0
20CUNA Brokerage Services Inc.0
21Raymond James Financial Services Inc.0
22SCF Securities Inc.0
23FSC Securities Corp.0
24Centaurus Financial Inc.0
25Kalos Capital Inc.0
Next Page »

135 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


The #MeToo movement and the financial advice industry

Attendees at the Women to Watch luncheon commend the #MeToo movement for raising awareness about the issue of sexual harassment and bringing women together.

Latest news & opinion

What to watch for next with the DOL fiduciary rule

Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.

Social Security benefits losing buying power

Low inflation combined with rising Medicare costs threaten the adequacy of seniors' income.

Finra looks to streamline broker-dealer exams

CEO Robert Cook says three examination teams may be consolidated.

The 401(k) robo-revolution is here

Could human advisers be displaced as digital-advice firms use technology to deliver services to plan sponsors and participants?

SEC forging ahead on fiduciary rule despite DOL rule decision in 5th Circuit

Chairman Jay Clayton says 'the sooner the better' when asked when an SEC fiduciary rule will be ready.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.