Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Disability insurance revenue ▼
1Securian Financial Services Inc.$9,994,926
2Waddell & Reed Financial Advisors$3,463,872
3Signator Investors Inc.$798,721
4Commonwealth Financial Network$610,168
5LPL Financial LLC$273,047
6Lincoln Investment Planning, LLC$127,000
7Cadaret, Grant & Co. Inc.$90,645
8Kovack Securities, Inc.$57,100
9SII Investments Inc.$51,000
10Investment Centers of America Inc.$36,000
11Harbour Investments Inc.$27,000
12Voya Financial Advisors Inc.$25,380
13The Strategic Financial Alliance Inc.$15,860
14INVEST Financial Corp.$14,000
15National Planning Corporation (NPC) $13,000
16Independent Financial Group LLC$5,400
17American Portfolios Financial Services Inc.$1,810
18NEXT Financial Group Inc.0
19Kestra Financial0
20Parkland Securities, LLC0
21Cambridge Investment Research Inc.0
22Lincoln Financial Network0
23Veritas Independent Partners0
24Prospera Financial Services Inc.0
25Arete Wealth Management0
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Building digital relationships with a human touch

The word "robo" has stopped being a four-letter word for financial advisers. But how can it be an asset? Quovo's Jeff Hendren explains.

Video Spotlight

Will It Last As Long As Your Clients Do?

Sponsored by Prudential

Video Spotlight

The Catalyst

Sponsored by Pershing

Latest news & opinion

Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.

Collective investment trusts getting more attention from 401(k) advisers

The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.

Vanguard rides robo-advice wave to $65B in assets

Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.

CFPs, including brokers, may have to adhere to a stricter fiduciary duty

CFP Board revises its standards and aims to beef up fiduciary requirements of certificants.

CFP Board's proposal to expand fiduciary duty draws praise, carries risks

Some question whether brokers will drop the CFP mark or if the CFP Board will strictly enforce its new standard.