Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Disability insurance revenue ▲
138Kestra Financial0
137IMS Securities Inc./IMS Financial Advisors Inc.0
136Crown Capital Securities L.P.0
135The O.N. Equity Sales Co.0
134CUNA Brokerage Services Inc.0
133Raymond James Financial Services Inc.0
132Centaurus Financial Inc.0
131Kalos Capital Inc.0
130Fortune Financial Services, Inc.0
129Royal Alliance Associates Inc.0
128Woodbury Financial Services0
127NEXT Financial Group Inc.0
126Prospera Financial Services Inc.0
125Parkland Securities, LLC0
124Cambridge Investment Research Inc.0
123Lincoln Financial Network0
122Veritas Independent Partners0
121Arete Wealth Management0
120KMS Financial Services, Inc.0
119Securities America Inc.0
118J.W. Cole Financial Inc.0
117SagePoint Financial Inc.0
116FSC Securities Corp.0
115Sigma Financial Corp.0
114American Portfolios Financial Services Inc.$1,810
113Independent Financial Group LLC$5,400
112National Planning Corporation (NPC) $13,000
111INVEST Financial Corp.$14,000
110The Strategic Financial Alliance Inc.$15,860
109Voya Financial Advisors Inc.$25,380
108Harbour Investments Inc.$27,000
107Investment Centers of America Inc.$36,000
106SII Investments Inc.$51,000
105Kovack Securities, Inc.$57,100
104Cadaret, Grant & Co. Inc.$90,645
103Lincoln Investment Planning, LLC$127,000
102LPL Financial LLC$273,047
101Commonwealth Financial Network$610,168
100Signator Investors Inc.$798,721
99Waddell & Reed Financial Advisors$3,463,872
98Securian Financial Services Inc.$9,994,926
97Northwestern Mutual
96Ameriprise Financial Services Inc.
95Park Avenue Securities LLC
94LifeMark Securities Corp.
93Bolton Global Capital
92Hilltop Securities Independent Network Inc.
91AXA Advisors LLC
90CFD Investments Inc.
89Girard Securities Inc.
88Summit Brokerage Services, Inc.
87Synergy Investment Group
86Leonard & Co.
85Advisor Group
84MetLife Inc.
83New England Securities Inc.
82Tower Square Securities Inc.
81Walnut Street Securities Inc.
80Hornor Townsend & Kent Inc.
79National Holdings Corp.
78Quest Capital Strategies Inc.
77Spire Investment Partners LLC
76Capital Investment Co.
75National Securities Corp. & Affiliates
74vFinance Investments Inc.
73MSI Financial Services, Inc.
72Wall Street Access
71Cantella & Co. Inc.
70TFS Securities Inc.
69Cetera Financial Institutions
68Sterne Agee Financial Services
67Financial Telesis Inc.
66First Republic Securities Co.
65Financial Services International Corp.
64Quincy Cass Associates Inc.
63Packerland Brokerage Services Inc.
62Trustmont Financial Group Inc.
61Founders Financial Securities, LLC
60D.A. Davidson & Co.
59Williams Financial Group
58Finance 500 Inc.
57Foresters Equity Services Inc.
56Ausdal Financial Partners
55SCF Securities Inc.
54Harbor Financial Services LLC
53TriCor Financial LLC
52Calton & Associates Inc.
51St. Bernard Financial Services Inc.
50Bernardi Securities Inc.
49Allstate Financial Services LLC
48Securities Management and Research
47World Capital Brokerage, Inc
46The Legend Group Corp.
45Nationwide Planning Associates, Inc.
44Infinity Financial Services
43Schwab Independent Branch Services (Franchise)
42Edward Jones
41Foothill Securities Inc.
40Ameritas Investment Corp.
39BCG Securities, Inc.
38Berthel Fisher & Co. Financial Services Inc.
37Broker Dealer Financial Services Corp.
36Capital Analysts Inc.
35Century Securities Associates Inc.
34H. Beck Inc.
33Coordinated Capital Securities Inc.
32Correll Co. Investment Services Corp.
31Cutter & Co. Inc.
30Equity Services Inc.
29First Allied Securities, Inc.
28GBS Financial Corp.
27Geneos Wealth Management Inc.
26HD Vest Investment Services
25ING Advisor Network Inc.
24Cetera Advisor Networks
23Cetera Advisors
22Transamerica Financial Advisors, Inc.
21Investacorp Inc.
20J.P. Turner & Company LLC
19LaSalle St. Securities LLC
18LPL Investment Holdings Inc.
17M Holdings Securities Inc. (M Securities)
16MML Investors Services, LLC
15National Planning Holdings Inc.
14United Planners Financial Services
13PlanMember Securities Corp.
12Principal Securities, Inc. (fka Princor Financial Services Corp.)
11ProEquities Inc.
10Protected Investors of America Inc.
9Securities Service Network Inc.
8Cetera Financial Specialists
7The Investment Center Inc.
6Triad Advisors Inc.
5Questar Capital Corp.
4VSR Financial Services Inc.
3Wells Fargo Advisors Financial Network
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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