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Year
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Clearing firm
Revenue
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Disability insurance revenue ▲
138The O.N. Equity Sales Co.0
137MML Investors Services, LLC0
136Raymond James Financial Services Inc.0
135Fortune Financial Services, Inc.0
134The Investment Center Inc.0
133M Holdings Securities Inc. (M Securities)0
132Royal Alliance Associates Inc.0
131Lincoln Financial Network0
130Spire Investment Partners LLC0
129Parkland Securities, LLC0
128KMS Financial Services, Inc.0
127Infinity Financial Services 0
126J.W. Cole Financial Inc.0
125SagePoint Financial Inc.0
124FSC Securities Corp.0
123Woodbury Financial Services0
122Securities Management and Research0
121Principal Securities, Inc. (fka Princor Financial Services Corp.)0
120ProEquities Inc.0
119Prospera Financial Services Inc.0
118Securities America Inc.0
117Centaurus Financial Inc.0
116Cambridge Investment Research Inc.0
115Sigma Financial Corp.0
114CUNA Brokerage Services Inc.0
113American Portfolios Financial Services Inc.$2,580
112The Strategic Financial Alliance Inc.$7,071
111National Securities Corp. & Affiliates$7,200
110Broker Dealer Financial Services Corp.$9,152
109Independent Financial Group LLC$10,800
108National Planning Corporation (NPC) $14,000
107Voya Financial Advisors Inc.$14,417
106INVEST Financial Corp.$23,000
105Kovack Securities, Inc.$29,100
104SII Investments Inc.$31,000
103Investment Centers of America Inc.$34,000
102TFS Securities Inc.$40,000
101Harbour Investments Inc.$50,000
100Cadaret, Grant & Co. Inc.$90,087
99Lincoln Investment Planning, LLC$125,000
98LPL Financial LLC$272,590
97Commonwealth Financial Network$579,839
96Signator Investors Inc.$887,206
95Waddell & Reed Financial Advisors$3,068,098
94Securian Financial Services Inc.$10,361,235
93AXA Advisors
92CFD Investments Inc.
91Girard Securities Inc.
90Summit Brokerage Services, Inc.
89Synergy Investment Group
88IMS Securities Inc./IMS Financial Advisors Inc.
87Leonard & Co.
86Advisor Group
85MetLife Inc.
84New England Securities Inc.
83Tower Square Securities Inc.
82Walnut Street Securities Inc.
81Foothill Securities Inc.
80Hornor Townsend & Kent Inc.
79National Holdings Corp.
78Quest Capital Strategies Inc.
77Capital Investment Co.
76vFinance Investments Inc.
75MSI Financial Services, Inc.
74Wall Street Access
73Cantella & Co. Inc.
72Cetera Financial Institutions
71Sterne Agee Financial Services
70Financial Telesis Inc.
69First Republic Securities Co.
68Financial Services International Corp.
67Quincy Cass Associates Inc.
66Packerland Brokerage Services Inc.
65Trustmont Financial Group Inc.
64Founders Financial Securities, LLC
63D.A. Davidson & Co.
62Williams Financial Group
61Finance 500 Inc.
60Foresters Equity Services Inc.
59Ausdal Financial Partners
58SCF Securities Inc.
57Harbor Financial Services LLC
56TriCor Financial LLC
55Kalos Capital Inc.
54Calton & Associates Inc.
53St. Bernard Financial Services Inc.
52Bernardi Securities Inc.
51Allstate Financial Services LLC
50World Capital Brokerage, Inc
49The Legend Group Corp.
48Nationwide Planning Associates, Inc.
47Schwab Independent Branch Services (Franchise)
46Edward Jones
45Veritas Independent Partners
44Ameritas Investment Corp.
43BCG Securities, Inc.
42Berthel Fisher & Co. Financial Services Inc.
41Capital Analysts Inc.
40Century Securities Associates Inc.
39H. Beck Inc.
38Coordinated Capital Securities Inc.
37Correll Co. Investment Services Corp.
36Crown Capital Securities L.P.
35Cutter & Co. Inc.
34Equity Services Inc.
33First Allied Securities, Inc.
32GBS Financial Corp.
31Geneos Wealth Management Inc.
30HD Vest Investment Services
29ING Advisor Network Inc.
28Cetera Advisor Networks
27Cetera Advisors
26Transamerica Financial Advisors, Inc.
25Investacorp Inc.
24Investors Capital Corp.
23J.P. Turner & Company LLC
22LaSalle St. Securities LLC
21LPL Investment Holdings Inc.
20National Planning Holdings Inc.
19NEXT Financial Group Inc.
18Kestra Financial, Inc.
17United Planners Financial Services
16PlanMember Securities Corp.
15Protected Investors of America Inc.
14Securities Service Network Inc.
13Cetera Financial Specialists
12Triad Advisors Inc.
11Questar Capital Corp.
10VSR Financial Services Inc.
9Wells Fargo Advisors Financial Network
8WRP Investments Inc.
7Wunderlich Securities Inc.
6Northwestern Mutual
5Ameriprise Financial Services Inc.
4Park Avenue Securities LLC
3LifeMark Securities Corp.
2Bolton Global Capital
1Hilltop Securities Independent Network Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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