Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Disability insurance revenue ▲
130FSC Securities Corp.0
129Cambridge Investment Research Inc.0
128Sigma Financial Corp.0
127David A. Noyes & Company0
126Centaurus Financial Inc.0
125Raymond James Financial Services Inc.0
124SCF Securities Inc.0
123Crown Capital Securities L.P.0
122Kalos Capital Inc.0
121Fortune Financial Services, Inc.0
120Veritas Independent Partners0
119J.W. Cole Financial Inc.0
118H. Beck Inc.0
117Arete Wealth Management0
116Kestra Financial, Inc0
115Parkland Securities, LLC0
114Kovack Securities, Inc.0
113CUNA Brokerage Services Inc.0
112The O.N. Equity Sales Co.0
111American Portfolios Financial Services Inc.$1,923
110The Strategic Financial Alliance Inc.$6,023
109Independent Financial Group LLC$13,900
108Harbour Investments Inc.$28,000
107Voya Financial Advisors Inc.$37,108
106Cadaret, Grant & Co. Inc.$43,423
105SagePoint Financial Inc.$112,920
104Lincoln Investment Planning, LLC$120,000
103Royal Alliance Associates Inc.$147,730
102LPL Financial LLC$256,193
101Woodbury Financial Services$512,495
100Commonwealth Financial Network$619,959
99Waddell & Reed Financial Advisors$2,969,868
98Securian Financial Services Inc.$9,696,636
97Protected Investors of America Inc.
96Securities America Inc.
95Securities Service Network Inc.
94Signator Investors Inc.
93Cetera Financial Specialists
92The Investment Center Inc.
91Triad Advisors LLC
90Questar Capital Corp.
89Wells Fargo Advisors Financial Network
88WRP Investments Inc.
87Wunderlich Securities Inc.
86Northwestern Mutual Investment Services
85Lincoln Financial Network
84Ameriprise Financial Services Inc.
83Park Avenue Securities LLC
82LifeMark Securities Corp.
81Bolton Global Capital
80Hilltop Securities Independent Network Inc.
79AXA Advisors LLC
78CFD Investments Inc.
77Summit Brokerage Services, Inc.
76Synergy Investment Group
75Leonard & Co.
74MetLife Inc.
73New England Securities Inc.
72Tower Square Securities Inc.
71Walnut Street Securities Inc.
70Foothill Securities Inc.
69Hornor Townsend & Kent Inc.
68Quest Capital Strategies Inc.
67Spire Investment Partners LLC
66Capital Investment Co.
65National Securities Corp. & Affiliates
64vFinance Investments Inc.
63Wall Street Access
62Cantella & Co. Inc.
61TFS Securities Inc.
60KMS Financial Services, Inc.
59Cetera Financial Institutions
58SA Stone
57Financial Telesis Inc.
56First Republic Securities Co.
55Financial Services International Corp.
54Quincy Cass Associates Inc.
53Packerland Brokerage Services Inc.
52Trustmont Financial Group Inc.
51Founders Financial Securities, LLC
50D.A. Davidson & Co.
49Williams Financial Group
48Finance 500 Inc.
47Foresters Equity Services Inc.
46Ausdal Financial Partners
45Harbor Financial Services LLC
44TriCor Financial LLC
43Calton & Associates Inc.
42St. Bernard Financial Services Inc.
41Bernardi Securities Inc.
40Allstate Financial Services LLC
39Securities Management and Research
38World Capital Brokerage, Inc
37Nationwide Planning Associates, Inc.
36Infinity Financial Services
35Schwab Independent Branch Services (Franchise)
34Edward Jones
33Leaders Group
32Ameritas Investment Corp.
31BCG Securities, Inc.
30Berthel Fisher & Co. Financial Services Inc.
29Broker Dealer Financial Services Corp.
28Capital Analysts Inc.
27Century Securities Associates Inc.
26Coordinated Capital Securities Inc.
25Correll Co. Investment Services Corp.
24Cutter & Co. Inc.
23Equity Services Inc.
22First Allied Securities, Inc.
21GBS Financial Corp.
20Geneos Wealth Management Inc.
19HD Vest Investment Services
18ING Advisor Network Inc.
17Cetera Advisor Networks
16Cetera Advisors
15Transamerica Financial Advisors, Inc.
14Investacorp Inc.
13LaSalle St. Securities LLC
12M Holdings Securities Inc. (M Securities)
11MML Investors Services, LLC
10INVEST Financial Corp.
9Investment Centers of America Inc.
8National Planning Corporation (NPC)
7SII Investments Inc.
6NEXT Financial Group Inc.
5United Planners Financial Services
4PlanMember Securities Corp.
3Principal Securities, Inc. (fka Princor Financial Services Corp.)
2ProEquities Inc.
1Prospera Financial Services Inc.

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Geoffrey Brown: What's top of mind at NAPFA?

NAPFA is looking ahead at the rest of 2018 and has a broad agenda that includes improving diversity in the advice industry. What's next? Geoffrey Brown offers his insights.

Latest news & opinion

The unique nature of working with celebrity clients

Athletes and entertainers are just like everyone else — aside from complex tax issues, a lack of financial savvy and a need for prenups

Top 10 IBDs ranked by revenue

These independent broker dealers generated the most revenues in 2017.

8 podcasts advisers listen to when they aren't working

Listening to podcasts for the fun of it.

UBS continues to cut loans to recruits, while increasing compensation to brokers

The wirehouse reduced recruitment loans 20% and increased bonus loans 68% in the first quarter.

Things are looking up: IBDs soared in 2017

With revenue up, interest rates rising and regulation easing, IBDs are soaring.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.