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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Disability insurance revenue ▲
140MML Investors Services, LLC0
139Questar Capital Corp.0
138VSR Financial Services Inc.0
137J.W. Cole Financial Inc.0
136Wells Fargo Advisors Financial Network0
135SagePoint Financial Inc.0
134FSC Securities Corp.0
133Woodbury Financial Services0
132Ameritas Investment Corp.0
131H. Beck Inc.0
130Lincoln Financial Network0
129LaSalle St. Securities LLC0
128Geneos Wealth Management Inc.0
127SWS Financial Services0
126AXA Advisors0
125CUNA Brokerage Services Inc.0
124NFP Advisor Services0
123Raymond James Financial Services Inc.0
122Fortune Financial Services, Inc.0
121Securities Management and Research0
120NEXT Financial Group Inc.0
119Royal Alliance Associates Inc.0
118PlanMember Securities Corp.0
117Princor Financial Services Corp.0
116ProEquities Inc.0
115Prospera Financial Services Inc.0
114Crown Capital Securities L.P.0
113Securities America Inc.0
112Parkland Securities, LLC0
111Spire Investment Partners LLC0
110Securities Service Network Inc.0
109Sigma Financial Corp.0
108The Investment Center Inc.0
107The O.N. Equity Sales Co.0
106Cambridge Investment Research Inc.0
105National Securities Corp.$2,300
104M Holdings Securities Inc. (M Securities)$2,607
103Broker Dealer Financial Services Corp.$4,562
102The Strategic Financial Alliance Inc.$7,346
101Kovack Securities Inc.$9,490
100Independent Financial Group LLC$11,300
99American Portfolios Financial Services Inc.$16,918
98Harbour Investments Inc.$18,000
97Voya Financial Advisors Inc.$18,916
96SII Investments Inc.$19,000
95National Planning Corporation (NPC) $21,000
94Investment Centers of America Inc.$22,000
93Centaurus Financial Inc.$23,688
92INVEST Financial Corp.$32,000
91Cadaret, Grant & Co. Inc.$53,099
90Lincoln Investment Planning, LLC$127,000
89LPL Financial LLC$474,292
88Commonwealth Financial Network$556,780
87Signator Investors Inc.$1,985,926
86Waddell & Reed Financial Advisors$3,207,737
85Securian Financial Services Inc.$10,109,420
84Cantella & Co. Inc.
83TFS Securities Inc.
82Ladenburg Thalmann Financial Services Inc.
81Cetera Financial Institutions
80Financial Advisers of America LLC
79Sterne Agee Financial Services
78Financial Telesis Inc.
77First Republic Securities Co.
76Financial Services International Corp.
75Quincy Cass Associates Inc.
74MidAmerica Financial Services Inc.
73Packerland Brokerage Services Inc.
72Trustmont Financial Group Inc.
71Founders Financial Securities, LLC
70D.A. Davidson & Co.
69Williams Financial Group
68Finance 500 Inc.
67Foresters Equity Services Inc.
66Ausdal Financial Partners
65SCF Securities Inc.
64Harbor Financial Services LLC
63TriCor Financial LLC
62Kalos Capital Inc.
61Calton & Associates Inc.
60St. Bernard Financial Services Inc.
59Bernardi Securities Inc.
58Allstate Financial Services LLC
57World Capital Brokerage, Inc
56The Legend Group Corp.
55BCG Securities, Inc.
54Berthel Fisher & Co. Financial Services Inc.
53Capital Analysts Inc.
52Century Securities Associates Inc.
51Coordinated Capital Securities Inc.
50Correll Co. Investment Services Corp.
49Cutter & Co. Inc.
48Equity Services Inc.
47First Allied Securities, Inc.
46First Midwest Securities Inc.
45GBS Financial Corp.
44HD Vest Investment Services
43ING Advisor Network Inc.
42Cetera Advisor Networks
41Cetera Advisors
40Transamerica Financial Advisors, Inc.
39Investacorp Inc.
38Investors Capital Corp.
37J.P. Turner & Company LLC
36LPL Investment Holdings Inc.
35National Planning Holdings Inc.
34United Planners Financial Services
33Prime Capital Services Inc.
32Protected Investors of America Inc.
31Cetera Financial Specialists
30Triad Advisors Inc.
29WRP Investments Inc.
28Wunderlich Securities Inc.
27Northwestern Mutual
26Ameriprise Financial Services Inc.
25Park Avenue Securities LLC
24Wall Street Financial Group Inc.
23LifeMark Securities Corp.
22CFD Investments Inc.
21Girard Securities Inc.
20Summit Brokerage Services, Inc.
19Eagle One Investments LLC
18Synergy Investment Group
17IMS Securities Inc./IMS Financial Advisors Inc.
16Leonard & Co.
15Advisor Group
14MetLife Inc.
13New England Securities Inc.
12Tower Square Securities Inc.
11Walnut Street Securities Inc.
10Foothill Securities Inc.
9Hornor Townsend & Kent Inc.
8National Holdings Corp.
7Pointe Capital Inc.
6Quest Capital Strategies Inc.
5Capital Investment Co.
4vFinance Investments Inc.
3MetLife Securities Inc.
2R.M. Stark & Co. Inc.
1Wall Street Access

140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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