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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Disability insurance revenue ▲
144Royal Alliance Associates Inc.0
143ProEquities Inc.0
142SagePoint Financial Inc.0
141FSC Securities Corp.0
140Prospera Financial Services Inc.0
139Securities America Inc.0
138Sigma Financial Corp.0
137M Holdings Securities Inc. (M Securities)0
136The Investment Center Inc.0
135The O.N. Equity Sales Co.0
134MML Investors Services, LLC0
133CUNA Brokerage Services Inc.0
132Raymond James Financial Services Inc.0
131Centaurus Financial Inc.0
130Fortune Financial Services, Inc.0
129Woodbury Financial Services0
128Securities Management and Research0
127Parkland Securities, LLC0
126Spire Investment Partners LLC0
125Lincoln Financial Network0
124Infinity Financial Services 0
123Cambridge Investment Research Inc.0
122KMS Financial Services, Inc.0
121Princor Financial Services Corp.0
120J.W. Cole Financial Inc.0
119American Portfolios Financial Services Inc.$2,580
118The Strategic Financial Alliance Inc.$7,071
117National Securities Corp. & Affiliates$7,200
116Broker Dealer Financial Services Corp.$9,152
115Independent Financial Group LLC$10,800
114National Planning Corporation (NPC) $14,000
113Voya Financial Advisors Inc.$14,417
112INVEST Financial Corp.$23,000
111Kovack Securities Inc.$29,100
110SII Investments Inc.$31,000
109Investment Centers of America Inc.$34,000
108TFS Securities Inc.$40,000
107Harbour Investments Inc.$50,000
106Cadaret, Grant & Co. Inc.$90,087
105Lincoln Investment Planning, LLC$125,000
104LPL Financial LLC$272,590
103Commonwealth Financial Network$579,839
102Signator Investors Inc.$887,206
101Waddell & Reed Financial Advisors$3,068,098
100Securian Financial Services Inc.$10,361,235
99LifeMark Securities Corp.
98SWS Financial Services
97AXA Advisors
96CFD Investments Inc.
95Girard Securities Inc.
94Summit Brokerage Services, Inc.
93Eagle One Investments LLC
92Synergy Investment Group
91IMS Securities Inc./IMS Financial Advisors Inc.
90Leonard & Co.
89Advisor Group
88MetLife Inc.
87New England Securities Inc.
86Tower Square Securities Inc.
85Walnut Street Securities Inc.
84Foothill Securities Inc.
83Hornor Townsend & Kent Inc.
82National Holdings Corp.
81Pointe Capital Inc.
80Quest Capital Strategies Inc.
79Capital Investment Co.
78vFinance Investments Inc.
77MetLife Securities Inc.
76R.M. Stark & Co. Inc.
75Wall Street Access
74Cantella & Co. Inc.
73Cetera Financial Institutions
72Financial Advisers of America LLC
71Sterne Agee Financial Services
70Financial Telesis Inc.
69First Republic Securities Co.
68Financial Services International Corp.
67Quincy Cass Associates Inc.
66MidAmerica Financial Services Inc.
65Packerland Brokerage Services Inc.
64Trustmont Financial Group Inc.
63Founders Financial Securities, LLC
62D.A. Davidson & Co.
61Williams Financial Group
60Finance 500 Inc.
59Foresters Equity Services Inc.
58Ausdal Financial Partners
57SCF Securities Inc.
56Harbor Financial Services LLC
55TriCor Financial LLC
54Kalos Capital Inc.
53Calton & Associates Inc.
52St. Bernard Financial Services Inc.
51Bernardi Securities Inc.
50Allstate Financial Services LLC
49World Capital Brokerage, Inc
48The Legend Group Corp.
47Nationwide Planning Associates, Inc.
46Schwab Independent Branch Services (Franchise)
45Edward Jones
44Ameritas Investment Corp.
43BCG Securities, Inc.
42Berthel Fisher & Co. Financial Services Inc.
41Capital Analysts Inc.
40Century Securities Associates Inc.
39H. Beck Inc.
38Coordinated Capital Securities Inc.
37Correll Co. Investment Services Corp.
36Crown Capital Securities L.P.
35Cutter & Co. Inc.
34Equity Services Inc.
33First Allied Securities, Inc.
32First Midwest Securities Inc.
31GBS Financial Corp.
30Geneos Wealth Management Inc.
29HD Vest Investment Services
28ING Advisor Network Inc.
27Cetera Advisor Networks
26Cetera Advisors
25Transamerica Financial Advisors, Inc.
24Investacorp Inc.
23Investors Capital Corp.
22J.P. Turner & Company LLC
21LaSalle St. Securities LLC
20LPL Investment Holdings Inc.
19National Planning Holdings Inc.
18NEXT Financial Group Inc.
17Kestra Financial
16United Planners Financial Services
15PlanMember Securities Corp.
14Prime Capital Services Inc.
13Protected Investors of America Inc.
12Securities Service Network Inc.
11Cetera Financial Specialists
10Triad Advisors Inc.
9Questar Capital Corp.
8VSR Financial Services Inc.
7Wells Fargo Advisors Financial Network
6WRP Investments Inc.
5Wunderlich Securities Inc.
4Northwestern Mutual
3Ameriprise Financial Services Inc.
2Park Avenue Securities LLC
1Wall Street Financial Group Inc.

144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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