Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Life insurance revenue ▼
1Lincoln Financial Network$230,597,581
2M Holdings Securities Inc. (M Securities)$105,696,000
3AXA Advisors LLC$94,580,796
4Securian Financial Services Inc.$86,692,585
5Signator Investors Inc.$67,835,303
6Kestra Financial, Inc$30,226,282
7Voya Financial Advisors Inc.$24,267,943
8LPL Financial LLC$20,884,303
9Principal Securities, Inc. (fka Princor Financial Services Corp.)$19,438,765
10Woodbury Financial Services$16,927,000
11Commonwealth Financial Network$13,858,505
12CUNA Brokerage Services Inc.$8,438,000
13J.W. Cole Financial Inc.$7,913,592
14MML Investors Services, LLC$7,671,541
15Investacorp Inc.$6,931,500
16Waddell & Reed Financial Advisors$6,697,998
17SagePoint Financial Inc.$6,695,000
18Securities America Inc.$5,200,000
19Investment Centers of America Inc.$5,159,000
20FSC Securities Corp.$5,036,000
21Triad Advisors LLC$4,495,600
22Wells Fargo Advisors Financial Network$4,147,070
23ProEquities Inc.$4,109,212
24Royal Alliance Associates Inc.$4,090,000
25Cambridge Investment Research Inc.$4,085,863
Next Page »

135 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


What are the paths forward for the DOL fiduciary rule?

Deputy editor Bob Hordt and senior columnist Mark Schoeff discuss the the Fifth Circuit's decision to vacate the fiduciary regulation.

Latest news & opinion

UBS reels in $30 billion J.P. Morgan team focused on Mexico

The five-member team will be based in Miami, Houston and New York.

Higher estate-tax exemption level could mean less work for advisers

With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.

Stocks plunge, advisers tell clients to hang tight

Though planners encourage calm, some are preparing investors for a correction.

Lightyear Capital's Donald Marron said to be in the hunt for Cetera Financial Group

The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.

What to watch for next with the DOL fiduciary rule

Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.