Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, male ▼
1AXA Advisors4,091
2HD Vest Investment Services3,529
3Cambridge Investment Research Inc.2,615
4Voya Financial Advisors Inc.2,012
5Commonwealth Financial Network1,700
6Waddell & Reed Financial Advisors1,561
7Royal Alliance Associates Inc.1,498
8Securities America Inc.1,467
9Kestra Financial, Inc. 1,387
10SagePoint Financial Inc.1,348
11Wells Fargo Advisors Financial Network1,169
12Woodbury Financial Services1,009
13FSC Securities Corp.984
14Securian Financial Services Inc.960
15Hornor Townsend & Kent Inc.843
16Lincoln Investment Planning, LLC792
17American Portfolios Financial Services Inc.684
18Cadaret, Grant & Co. Inc.655
19Questar Capital Corp.560
20Triad Advisors Inc.517
21Centaurus Financial Inc.511
22SII Investments Inc.498
23Parkland Securities, LLC381
24United Planners Financial Services359
25J.W. Cole Financial Inc.356
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.