Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm No. of reps, male ▼
1HD Vest Investment Services3,474
2Transamerica Financial Advisors, Inc.3,434
3Cambridge Investment Research Inc.2,514
4Voya Financial Advisors Inc.2,069
5Commonwealth Financial Network1,612
6Waddell & Reed Financial Advisors1,495
7Securities America Inc.1,466
8Royal Alliance Associates Inc.1,443
9NFP Advisor Services1,388
10SagePoint Financial Inc.1,329
11National Planning Corp.1,139
12INVEST Financial Corp.1,032
13Woodbury Financial Services1,009
14FSC Securities Corp.986
15Securian Financial Services Inc.928
16Hornor Townsend & Kent Inc.815
17Cadaret, Grant & Co. Inc.682
18American Portfolios Financial Services Inc.661
19H. Beck Inc.656
20Triad Advisors Inc.642
21Questar Capital Corp.579
22Centaurus Financial Inc.514
23Independent Financial Group LLC463
24Securities Service Network Inc.362
25United Planners Financial Services334
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.