Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm No. of reps, male ▼
1Raymond James Financial Services Inc.4,396
2AXA Advisors LLC4,099
3HD Vest Investment Services3,448
4Cambridge Investment Research Inc.2,787
5Transamerica Financial Advisors, Inc.2,064
6Voya Financial Advisors Inc.2,010
7Commonwealth Financial Network1,715
8Securities America Inc.1,535
9Royal Alliance Associates Inc.1,525
10Waddell & Reed Financial Advisors1,489
11Kestra Financial1,330
12Wells Fargo Advisors Financial Network1,248
13SagePoint Financial Inc.1,183
14Securian Financial Services Inc.1,055
15Woodbury Financial Services1,023
16FSC Securities Corp.1,011
17Cetera Financial Institutions926
18Hornor Townsend & Kent Inc.857
19Lincoln Investment Planning, LLC780
20American Portfolios Financial Services Inc.674
21Cadaret, Grant & Co. Inc.629
22Questar Capital Corp.560
23Triad Advisors Inc.521
24Centaurus Financial Inc.515
25United Planners Financial Services416
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

DOL fiduciary rule opponents and supporters sound off on Jan. 1 deadline

Senior reporter Mark Schoeff Jr. and managing editor Christina Nelson discuss the latest batch of comment letters on the regulation, this round focused on timing of the full implementation date.

Latest news & opinion

Is LPL's deal sweet enough for NPH's 3,200 reps and advisers?

They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.

Eduardo Repetto to leave Dimensional Fund Advisors

Gerald O'Reilly, currently co-CIO, will take over as co-CEO with David Butler.

Alternative strategies boomed after crisis, but haven't been tested

Because the S&P 500 has outperformed, convincing clients they need protection is a hard sell.

7 ways advisers fixed clients' biggest financial dilemmas

Sometimes it takes creativity, along with knowledge and outside help, to get a client out of a jam.

LPL Financial buys NPH, a broker-dealer network with 3,200 advisers

The deal, part of which is based on the advisers and revenue that eventually will move from NPH, could potentially cost LPL $448 million.