Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▼
1HD Vest Investment Services3,811
2Securities America Inc.2,078
3Cambridge Investment Research Inc.1,793
4Raymond James Financial Services Inc.1,514
5Voya Financial Advisors Inc.1,456
6Commonwealth Financial Network1,271
7Northwestern Mutual1,104
8MML Investors Services, LLC1,014
9SagePoint Financial Inc.922
10National Planning Corporation (NPC) 895
11Princor Financial Services Corp.831
12Royal Alliance Associates Inc.802
13ProEquities Inc.774
14Woodbury Financial Services725
15Kestra Financial683
16Wells Fargo Advisors Financial Network663
17FSC Securities Corp.644
18Investment Centers of America Inc.592
19Questar Capital Corp.535
20Ameritas Investment Corp.510
21NEXT Financial Group Inc.505
22Cadaret, Grant & Co. Inc.482
23Waddell & Reed Financial Advisors447
24The O.N. Equity Sales Co.444
25Sigma Financial Corp.422
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144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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