Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▼
1HD Vest Investment Services3,828
2Securities America Inc.2,042
3Cambridge Investment Research Inc.1,697
4Voya Financial Advisors Inc.1,509
5Raymond James Financial Services Inc.1,472
6Transamerica Financial Advisors, Inc.1,209
7Commonwealth Financial Network1,209
8MML Investors Services, LLC1,068
9SagePoint Financial Inc.993
10Northwestern Mutual921
11National Planning Corporation (NPC) 895
12Woodbury Financial Services788
13Princor Financial Services Corp.787
14ProEquities Inc.771
15Royal Alliance Associates Inc.767
16FSC Securities Corp.665
17NFP Advisor Services655
18Wells Fargo Advisors Financial Network609
19Investment Centers of America Inc.567
20NEXT Financial Group Inc.566
21Questar Capital Corp.556
22Ameritas Investment Corp.539
23The O.N. Equity Sales Co.506
24Cadaret, Grant & Co. Inc.501
25Sigma Financial Corp.429
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.