Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
135SII Investments Inc.0
134Summit Brokerage Services, Inc.0
133Ameriprise Financial Services Inc.0
132Lincoln Financial Network0
131INVEST Financial Corp.0
130Cetera Advisor Networks0
129Investment Centers of America Inc.0
128First Allied Securities, Inc.0
127National Planning Corporation (NPC) 0
126LPL Financial LLC0
125Cetera Financial Institutions0
124Transamerica Financial Advisors, Inc.0
123Cetera Financial Specialists0
122Cetera Advisors0
121Veritas Independent Partners6
119Spire Investment Partners LLC19
118Arete Wealth Management24
117Nationwide Planning Associates, Inc.29
116AXA Advisors LLC43
115Infinity Financial Services 44
114Kalos Capital Inc.53
113Founders Financial Securities, LLC56
112Hornor Townsend & Kent Inc.61
111St. Bernard Financial Services Inc.61
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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