Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
140INVEST Financial Corp.0
139Cetera Financial Institutions0
138Spire Investment Partners LLC0
137Protected Investors of America Inc.20
136Signator Investors Inc.27
135AXA Advisors43
134Hornor Townsend & Kent Inc.44
133Kalos Capital Inc.50
132Founders Financial Securities, LLC53
131The Strategic Financial Alliance Inc.67
130Trustmont Financial Group Inc.68
129Prospera Financial Services Inc.96
128Broker Dealer Financial Services Corp.132
127LaSalle St. Securities LLC135
126National Securities Corp.141
125Harbour Investments Inc.149
124SWS Financial Services170
123M Holdings Securities Inc. (M Securities)174
122CFD Investments Inc.180
121The Investment Center Inc.183
120Geneos Wealth Management Inc.191
119Packerland Brokerage Services Inc.197
118Fortune Financial Services, Inc.201
117Securities Management and Research208
116Crown Capital Securities L.P.213
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.