Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
138Cetera Financial Institutions0
137Ameriprise Financial Services Inc.0
136Girard Securities Inc.0
135Cetera Advisors0
134First Allied Securities, Inc.0
133Cetera Advisor Networks0
132Cetera Financial Specialists0
131Summit Brokerage Services, Inc.0
130Lincoln Financial Network0
129IMS Securities Inc./IMS Financial Advisors Inc.0
128SII Investments Inc.0
127National Planning Corporation (NPC) 0
126Investment Centers of America Inc.0
125INVEST Financial Corp.0
124LPL Financial LLC0
123Transamerica Financial Advisors, Inc.0
122Veritas Independent Partners6
121Spire Investment Partners LLC19
120Arete Wealth Management24
119Nationwide Planning Associates, Inc.29
118AXA Advisors LLC43
117Infinity Financial Services 44
116Kalos Capital Inc.53
115Founders Financial Securities, LLC56
114St. Bernard Financial Services Inc.61
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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