Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
130Cetera Financial Institutions0
129Cetera Financial Specialists0
128Lincoln Financial Network0
127Summit Brokerage Services, Inc.0
126LPL Financial LLC0
125First Allied Securities, Inc.0
124Ameriprise Financial Services Inc.0
123Cetera Advisor Networks0
122Cetera Advisors0
121Veritas Independent Partners9
120David A. Noyes & Company12
119Arete Wealth Management25
118Spire Investment Partners LLC31
117Nationwide Planning Associates, Inc.31
116AXA Advisors LLC40
115Infinity Financial Services 49
114Founders Financial Securities, LLC57
113Kalos Capital Inc.60
112Trustmont Financial Group Inc.61
111The Strategic Financial Alliance Inc.63
110Prospera Financial Services Inc.86
109SCF Securities Inc.87
108Capital Investment Co.100
107Leaders Group138
106LaSalle St. Securities LLC145
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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