Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
144SII Investments Inc.0
143Cetera Advisor Networks0
142Cetera Advisors0
141Summit Brokerage Services, Inc.0
140Girard Securities Inc.0
139Investors Capital Corp.0
138Lincoln Financial Network0
137First Allied Securities, Inc.0
136VSR Financial Services Inc.0
135Cetera Financial Specialists0
134Equity Services Inc.0
133INVEST Financial Corp.0
132Cetera Financial Institutions0
131Ameriprise Financial Services Inc.0
130LPL Financial LLC0
129Quest Capital Strategies Inc. 2
128Infinity Financial Services 18
127Spire Investment Partners LLC19
126Nationwide Planning Associates, Inc.27
125AXA Advisors43
124Founders Financial Securities, LLC53
123Hornor Townsend & Kent Inc.55
122Kalos Capital Inc.59
121Trustmont Financial Group Inc.67
120The Strategic Financial Alliance Inc.71
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.