Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
138INVEST Financial Corp.0
137Girard Securities Inc.0
136Summit Brokerage Services, Inc.0
135Ameriprise Financial Services Inc.0
134Lincoln Financial Network0
133VSR Financial Services Inc.0
132Cetera Financial Specialists0
131Equity Services Inc.0
130First Allied Securities, Inc.0
129LPL Financial LLC0
128Cetera Advisor Networks0
127Cetera Financial Institutions0
126Cetera Advisors0
125SII Investments Inc.0
124Investors Capital Corp.0
123Quest Capital Strategies Inc. 2
122Infinity Financial Services 18
121Spire Investment Partners LLC19
120Nationwide Planning Associates, Inc.27
119AXA Advisors43
118St. Bernard Financial Services Inc.46
117Founders Financial Securities, LLC53
116Hornor Townsend & Kent Inc.55
115Kalos Capital Inc.59
114Trustmont Financial Group Inc.67
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.