Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
138Transamerica Financial Advisors, Inc.Subscribe
137Park Avenue Securities LLCSubscribe
136Royal Alliance Associates Inc.Subscribe
135LPL Financial LLCSubscribe
134Ameriprise Financial Services, LLCSubscribe
133Triad Advisors, LLCSubscribe
132FSC Securities Corp.Subscribe
131SagePoint Financial Inc.Subscribe
130Woodbury Financial ServicesSubscribe
129Alden Investment GroupSubscribe
128TrutoroSubscribe
127Cutter & Company, Inc.Subscribe
126Thurston Springer Miller Herd & TitakSubscribe
125Arkadios CapitalSubscribe
124Nationwide Planning Associates, Inc.Subscribe
123Equity Services Inc. Subscribe
122Arete WealthSubscribe
121Equitable Advisors, LLCSubscribe
120Trustmont Financial Group Inc.Subscribe
119The Strategic Financial Alliance Inc.Subscribe
118Vanderbilt Financial GroupSubscribe
117Founders FinancialSubscribe
116Prospera Financial Services Inc.Subscribe
115St. Bernard Financial Services Inc.Subscribe
114CFD Investments Inc.Subscribe
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.