Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
137Cetera Advisors0
136Ameriprise Financial Services Inc.0
135Cetera Financial Specialists0
134Equity Services Inc.0
133First Allied Securities, Inc.0
132Lincoln Financial Network0
131Summit Brokerage Services, Inc.0
130Investors Capital Corp.0
129Cetera Financial Institutions0
128Cetera Advisor Networks0
127VSR Financial Services Inc.0
126LPL Financial LLC0
125SII Investments Inc.0
124Girard Securities Inc.0
123INVEST Financial Corp.0
122Quest Capital Strategies Inc. 2
121Infinity Financial Services 18
120Spire Investment Partners LLC19
119Nationwide Planning Associates, Inc.27
118AXA Advisors43
117Founders Financial Securities, LLC53
116Hornor Townsend & Kent Inc.55
115Kalos Capital Inc.59
114Trustmont Financial Group Inc.67
113The Strategic Financial Alliance Inc.71
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137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.