Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Retail offices ▲
138Cetera Advisors0
137Ameriprise Financial Services Inc.0
136Cetera Financial Specialists0
135Equity Services Inc.0
134First Allied Securities, Inc.0
133Lincoln Financial Network0
132Summit Brokerage Services, Inc.0
131Investors Capital Corp.0
130Cetera Financial Institutions0
129Cetera Advisor Networks0
128VSR Financial Services Inc.0
127LPL Financial LLC0
126SII Investments Inc.0
125Girard Securities Inc.0
124INVEST Financial Corp.0
123Quest Capital Strategies Inc. 2
122Infinity Financial Services 18
121Spire Investment Partners LLC19
120Nationwide Planning Associates, Inc.27
119AXA Advisors43
118Founders Financial Securities, LLC53
117Hornor Townsend & Kent Inc.55
116Kalos Capital Inc.59
115Trustmont Financial Group Inc.67
114The Strategic Financial Alliance Inc.71
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.