Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▼
1LPL Financial LLC$3,555,850,152
2AXA Advisors LLC$675,991,000
3Cambridge Investment Research Inc.$669,045,507
4Cadaret, Grant & Co. Inc.$149,013,664
5NEXT Financial Group Inc.$107,512,466
6Geneos Wealth Management Inc.$102,157,390
7United Planners Financial Services$86,684,375
8Investacorp Inc.$82,269,000
9Signator Investors Inc.$62,144,009
10Kovack Securities, Inc.$61,405,800
11MML Investors Services, LLC$59,351,026
12The O.N. Equity Sales Co.$55,654,316
13Principal Securities, Inc. (fka Princor Financial Services Corp.)$51,639,491
14The Investment Center Inc.$44,251,218
15The Strategic Financial Alliance Inc.$42,330,081
16Harbour Investments Inc.$36,000,000
17CUNA Brokerage Services Inc.$33,000,000
18Transamerica Financial Advisors, Inc.$24,931,962
19Ameritas Investment Corp.$23,300,000
20American Portfolios Financial Services Inc.$22,523,749
21Founders Financial Securities, LLC$22,016,835
22CFD Investments Inc.$19,050,950
23Arete Wealth Management$13,821,953
24Nationwide Planning Associates, Inc.$11,291,728
25IMS Securities Inc./IMS Financial Advisors Inc.$9,412,005
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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