Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▼
1LPL Financial LLC$3,787,478,147
2Cambridge Investment Research Inc.$771,118,744
3AXA Advisors LLC$719,724,803
4MML Investors Services, LLC$193,135,000
5Cadaret, Grant & Co. Inc.$147,399,735
6United Planners Financial Services$100,050,944
7Northwestern Mutual Investment Services$94,935,832
8Investacorp Inc.$85,579,000
9Kovack Securities, Inc.$69,360,000
10Principal Securities, Inc. (fka Princor Financial Services Corp.)$65,962,561
11Royal Alliance Associates Inc.$63,645,553
12The O.N. Equity Sales Co.$60,927,473
13Signator Investors Inc.$53,100,666
14Leaders Group$53,069,335
15SagePoint Financial Inc.$50,414,055
16Woodbury Financial Services$48,916,241
17The Strategic Financial Alliance Inc.$48,613,946
18The Investment Center Inc.$47,773,942
19Harbour Investments Inc.$43,000,000
20FSC Securities Corp.$42,357,164
21CUNA Brokerage Services Inc.$33,000,000
22Ameritas Investment Corp.$27,200,000
23Transamerica Financial Advisors, Inc.$25,726,095
24American Portfolios Financial Services Inc.$24,723,000
25SCF Securities Inc.$23,848,028
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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