Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▼
1LPL Financial LLC$1,017,553,901
2AXA Advisors$694,000,000
3Cambridge Investment Research Inc.$656,995,354
4Cadaret, Grant & Co. Inc.$157,552,179
5NEXT Financial Group Inc.$120,393,250
6Geneos Wealth Management Inc.$118,208,953
7United Planners Financial Services$84,921,245
8Investacorp Inc.$83,479,092
9The O.N. Equity Sales Co.$64,651,287
10Kovack Securities Inc.$58,431,200
11MML Investors Services, LLC$56,136,524
12Signator Investors Inc.$50,189,661
13Princor Financial Services Corp.$47,444,364
14The Investment Center Inc.$44,838,520
15The Strategic Financial Alliance Inc.$40,345,515
16National Securities Corp. & Affiliates$35,626,000
17Harbour Investments Inc.$33,431,000
18CUNA Brokerage Services Inc.$32,500,000
19Ameritas Investment Corp.$26,900,000
20CFD Investments Inc.$20,795,612
21Founders Financial Securities, LLC$20,498,059
22American Portfolios Financial Services Inc.$20,187,838
23Nationwide Planning Associates, Inc.$9,264,852
24J.W. Cole Financial Inc.$8,368,729
25M Holdings Securities Inc. (M Securities)$7,700,000
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.