Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▼
1LPL Financial LLC$3,555,850,152
2AXA Advisors LLC$675,991,000
3Cambridge Investment Research Inc.$669,045,507
4Cadaret, Grant & Co. Inc.$149,013,664
5NEXT Financial Group Inc.$107,512,466
6Geneos Wealth Management Inc.$102,157,390
7United Planners Financial Services$86,684,375
8Northwestern Mutual Investment Services$84,537,994
9Investacorp Inc.$82,269,000
10Signator Investors Inc.$62,144,009
11Kovack Securities, Inc.$61,405,800
12MML Investors Services, LLC$59,351,026
13The O.N. Equity Sales Co.$55,654,316
14Principal Securities, Inc. (fka Princor Financial Services Corp.)$51,639,491
15Leaders Group$46,577,290
16The Investment Center Inc.$44,251,218
17The Strategic Financial Alliance Inc.$42,330,081
18Harbour Investments Inc.$36,000,000
19CUNA Brokerage Services Inc.$33,000,000
20Transamerica Financial Advisors, Inc.$24,931,962
21Ameritas Investment Corp.$23,300,000
22American Portfolios Financial Services Inc.$22,523,749
23Founders Financial Securities, LLC$22,016,835
24CFD Investments Inc.$19,050,950
25SCF Securities Inc.$18,723,707
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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