Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▼
1LPL Financial LLC$3,900,108,870
2AXA Advisors$675,800,000
3Cambridge Investment Research Inc.$614,870,651
4Cadaret, Grant & Co. Inc.$165,971,033
5NEXT Financial Group Inc.$127,122,680
6H. Beck Inc.$121,441,178
7Geneos Wealth Management Inc.$112,598,546
8Investacorp Inc.$85,850,661
9United Planners Financial Services$77,681,644
10Berthel Fisher & Co. Financial Services Inc.$62,453,518
11MML Investors Services LLC$55,735,919
12Kovack Securities Inc.$52,355,850
13The Investment Center Inc.$50,362,027
14Princor Financial Services Corp.$42,365,476
15Signator Investors Inc.$40,235,399
16Transamerica Financial Advisors, Inc.$38,428,000
17The Strategic Financial Alliance Inc.$37,795,047
18SWS Financial Services$33,150,652
19CUNA Brokerage Services Inc.$33,000,000
20Harbour Investments Inc.$32,930,000
21LaSalle St. Securities LLC$32,783,000
22Ameritas Investment Corp.$26,600,000
23National Securities Corp.$26,343,000
24Founders Financial Securities, LLC$19,100,000
25CFD Investments Inc.$18,998,000
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.