Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
138Securities Service Network Inc.0
137St. Bernard Financial Services Inc.0
136Fortune Financial Services, Inc.0
135Kalos Capital Inc.0
134Raymond James Financial Services Inc.0
133Trustmont Financial Group Inc.0
132FSC Securities Corp.0
131SagePoint Financial Inc.0
130Cetera Financial Institutions0
129KMS Financial Services, Inc.0
128H. Beck Inc.0
127Commonwealth Financial Network0
126Spire Investment Partners LLC0
125Parkland Securities, LLC0
124Crown Capital Securities L.P.0
123Quest Capital Strategies Inc. 0
122Equity Services Inc.0
121First Allied Securities, Inc.0
120Hornor Townsend & Kent Inc.0
119Royal Alliance Associates Inc.0
118HD Vest Investment Services0
117Independent Financial Group LLC0
116Lincoln Investment Planning, LLC0
115Cetera Advisor Networks0
114Voya Financial Advisors Inc.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.