Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
138Royal Alliance Associates Inc.0
137H. Beck Inc.0
136Commonwealth Financial Network0
135Crown Capital Securities L.P.0
134Equity Services Inc.0
133First Allied Securities, Inc.0
132HD Vest Investment Services0
131Cetera Advisor Networks0
130Voya Financial Advisors Inc.0
129Cetera Advisors0
128Investors Capital Corp.0
127INVEST Financial Corp.0
126Investment Centers of America Inc.0
125National Planning Corporation (NPC) 0
124SII Investments Inc.0
123Kestra Financial0
122PlanMember Securities Corp.0
121ProEquities Inc.0
120Securities America Inc.0
119Securities Service Network Inc.0
118Sigma Financial Corp.0
117Cetera Financial Specialists0
116Triad Advisors Inc.0
115Questar Capital Corp.0
114VSR Financial Services Inc.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.