Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
138Questar Capital Corp.0
137Royal Alliance Associates Inc.0
136ProEquities Inc.0
135Woodbury Financial Services0
134Securities America Inc.0
133Securities Service Network Inc.0
132Sigma Financial Corp.0
131Wells Fargo Advisors Financial Network0
130Cetera Financial Specialists0
129Triad Advisors Inc.0
128St. Bernard Financial Services Inc.0
127Fortune Financial Services, Inc.0
126Kalos Capital Inc.0
125Raymond James Financial Services Inc.0
124Trustmont Financial Group Inc.0
123FSC Securities Corp.0
122Commonwealth Financial Network0
121SagePoint Financial Inc.0
120Crown Capital Securities L.P.0
119Cetera Financial Institutions0
118KMS Financial Services, Inc.0
117First Allied Securities, Inc.0
116Capital Investment Co.0
115Spire Investment Partners LLC0
114HD Vest Investment Services0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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