Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
137Girard Securities Inc.0
136PlanMember Securities Corp.0
135ProEquities Inc.0
134Securities America Inc.0
133Securities Service Network Inc.0
132Sigma Financial Corp.0
131Royal Alliance Associates Inc.0
130Cetera Financial Specialists0
129Independent Financial Group LLC0
128Triad Advisors Inc.0
127Questar Capital Corp.0
126VSR Financial Services Inc.0
125Wells Fargo Advisors Financial Network0
124Woodbury Financial Services0
123Lincoln Investment Planning, LLC0
122Waddell & Reed Financial Advisors0
121Northwestern Mutual0
120Lincoln Financial Network0
119Ameriprise Financial Services Inc.0
118Summit Brokerage Services, Inc.0
117Securian Financial Services Inc.0
116Fortune Financial Services, Inc.0
115Kalos Capital Inc.0
114H. Beck Inc.0
113Commonwealth Financial Network0
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137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.