Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
138Securities America Inc.0
137Fortune Financial Services, Inc.0
136Kalos Capital Inc.0
135Raymond James Financial Services Inc.0
134Trustmont Financial Group Inc.0
133FSC Securities Corp.0
132SagePoint Financial Inc.0
131Cetera Financial Institutions0
130KMS Financial Services, Inc.0
129Spire Investment Partners LLC0
128H. Beck Inc.0
127Commonwealth Financial Network0
126Parkland Securities, LLC0
125Quest Capital Strategies Inc. 0
124Crown Capital Securities L.P.0
123Hornor Townsend & Kent Inc.0
122Equity Services Inc.0
121First Allied Securities, Inc.0
120Royal Alliance Associates Inc.0
119Independent Financial Group LLC0
118HD Vest Investment Services0
117Lincoln Investment Planning, LLC0
116Waddell & Reed Financial Advisors0
115Cetera Advisor Networks0
114Voya Financial Advisors Inc.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.