Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
144First Allied Securities, Inc.0
143Independent Financial Group LLC0
142Cetera Advisors0
141Commonwealth Financial Network0
140SagePoint Financial Inc.0
139FSC Securities Corp.0
138Kestra Financial0
137PlanMember Securities Corp.0
136ProEquities Inc.0
135Trustmont Financial Group Inc.0
134Equity Services Inc.0
133Securities America Inc.0
132Securities Service Network Inc.0
131Sigma Financial Corp.0
130Raymond James Financial Services Inc.0
129Cetera Financial Specialists0
128Kalos Capital Inc.0
127Fortune Financial Services, Inc.0
126Triad Advisors Inc.0
125Questar Capital Corp.0
124VSR Financial Services Inc.0
123Wells Fargo Advisors Financial Network0
122Woodbury Financial Services0
121Voya Financial Advisors Inc.0
120Royal Alliance Associates Inc.0
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.