Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
140INVEST Financial Corp.0
139Trustmont Financial Group Inc.0
138Packerland Brokerage Services Inc.$2,573,345
137Prospera Financial Services Inc.$4,290,324
136Securities Management and Research$5,012,573
135Broker Dealer Financial Services Corp.$5,150,514
134The O.N. Equity Sales Co.$6,500,000
133J.W. Cole Financial Inc.$6,589,550
132M Holdings Securities Inc. (M Securities)$7,959,056
131VSR Financial Services Inc.$13,118,078
130American Portfolios Financial Services Inc.$18,025,213
129CFD Investments Inc.$18,998,000
128Founders Financial Securities, LLC$19,100,000
127National Securities Corp.$26,343,000
126Ameritas Investment Corp.$26,600,000
125LaSalle St. Securities LLC$32,783,000
124Harbour Investments Inc.$32,930,000
123CUNA Brokerage Services Inc.$33,000,000
122SWS Financial Services$33,150,652
121The Strategic Financial Alliance Inc.$37,795,047
120Transamerica Financial Advisors, Inc.$38,428,000
119Signator Investors Inc.$40,235,399
118Princor Financial Services Corp.$42,365,476
117The Investment Center Inc.$50,362,027
116Kovack Securities Inc.$52,355,850
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.