Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
140Lincoln Financial Network0
139Royal Alliance Associates Inc.0
138Waddell & Reed Financial Advisors0
137Summit Brokerage Services, Inc.0
136Triad Advisors Inc.0
135Questar Capital Corp.0
134VSR Financial Services Inc.0
133Wells Fargo Advisors Financial Network0
132Woodbury Financial Services0
131Girard Securities Inc.0
130Securian Financial Services Inc.0
129Northwestern Mutual0
128Ameriprise Financial Services Inc.0
127St. Bernard Financial Services Inc.0
126Fortune Financial Services, Inc.0
125Kalos Capital Inc.0
124H. Beck Inc.0
123Commonwealth Financial Network0
122Raymond James Financial Services Inc.0
121Trustmont Financial Group Inc.0
120Crown Capital Securities L.P.0
119FSC Securities Corp.0
118Equity Services Inc.0
117First Allied Securities, Inc.0
116SagePoint Financial Inc.0
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.