Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
1INVEST Financial Corp.0
2Trustmont Financial Group Inc.0
3Packerland Brokerage Services Inc.$2,573,345
4Prospera Financial Services Inc.$4,290,324
5Securities Management and Research$5,012,573
6Broker Dealer Financial Services Corp.$5,150,514
7The O.N. Equity Sales Co.$6,500,000
8J.W. Cole Financial Inc.$6,589,550
9M Holdings Securities Inc. (M Securities)$7,959,056
10VSR Financial Services Inc.$13,118,078
11American Portfolios Financial Services Inc.$18,025,213
12CFD Investments Inc.$18,998,000
13Founders Financial Securities, LLC$19,100,000
14National Securities Corp.$26,343,000
15Ameritas Investment Corp.$26,600,000
16LaSalle St. Securities LLC$32,783,000
17Harbour Investments Inc.$32,930,000
18CUNA Brokerage Services Inc.$33,000,000
19SWS Financial Services$33,150,652
20The Strategic Financial Alliance Inc.$37,795,047
21Transamerica Financial Advisors, Inc.$38,428,000
22Signator Investors Inc.$40,235,399
23Princor Financial Services Corp.$42,365,476
24The Investment Center Inc.$50,362,027
25Kovack Securities Inc.$52,355,850
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.