Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Operating expenses ▲
113Principal Securities, Inc. 0
112Concourse Financial Group Securities, Inc.0
111Thurston Springer Miller Herd & Titak0
110Vanderbilt Financial Group0
109Alden Investment Group$1
108Trutoro$1,507,807
107Packerland Brokerage Services Inc.$3,078,354
106LaSalle St. Securities LLC$4,500,000
105CFD Investments Inc.$6,079,077
104Founders Financial$6,473,437
103J.W. Cole Financial Inc.$13,680,500
102Geneos Wealth Management Inc.$15,368,884
101M Holdings Securities Inc. (M Securities)$16,178,629
100Nationwide Planning Associates, Inc.$16,231,542
99Arkadios Capital$16,600,000
98Prospera Financial Services Inc.$22,845,375
97Atria Wealth Solutions$24,694,941
96Triad Advisors, LLC$27,493,066
95American Portfolios Financial Services Inc.$28,149,102
94FSC Securities Corp.$37,278,927
93Arete Wealth$40,861,146
92The Investment Center Inc.$61,516,918
91SagePoint Financial Inc.$62,333,591
90Harbour Investments Inc.$63,095,000
89The O.N. Equity Sales Co.$70,627,727
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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