Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▼
1Founders Financial Securities, LLC73.33%
2CUNA Brokerage Services Inc.66.67%
3Kalos Capital Inc.63.57%
4Geneos Wealth Management Inc.62.50%
5J.W. Cole Financial Inc.57.26%
6Centaurus Financial Inc.54.49%
7Prospera Financial Services Inc.53.68%
8Kovack Securities, Inc.49.63%
9LaSalle St. Securities LLC49.21%
10LPL Financial LLC48.83%
11Investment Centers of America Inc.45.89%
12Triad Advisors LLC45.59%
13NEXT Financial Group Inc.45.40%
14Commonwealth Financial Network45.36%
15Wells Fargo Advisors Financial Network45.09%
16Waddell & Reed Financial Advisors44.86%
17SII Investments Inc.43.88%
18Harbour Investments Inc.43.82%
19Trustmont Financial Group Inc.42.34%
20American Portfolios Financial Services Inc.42.05%
21Questar Capital Corp.41.94%
22Voya Financial Advisors Inc.39.10%
23National Planning Corporation (NPC) 39.06%
24Sigma Financial Corp.38.98%
25Securian Financial Services Inc.38.63%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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