Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▲
144Synergy Investment Group
143Eagle One Investments LLC
142SWS Financial Services
141Capital Analysts Inc.
140LifeMark Securities Corp.
139Wall Street Financial Group Inc.
138WRP Investments Inc.
137Wunderlich Securities Inc.
136Park Avenue Securities LLC
135Century Securities Associates Inc.
134SCF Securities Inc.
133Raymond James Financial Services Inc.
132Coordinated Capital Securities Inc.
131Correll Co. Investment Services Corp.
130Ausdal Financial Partners
129Cutter & Co. Inc.
128Allstate Financial Services LLC
127BCG Securities, Inc.
126First Midwest Securities Inc.
125GBS Financial Corp.
124Foresters Equity Services Inc.
123Finance 500 Inc.
122Williams Financial Group
121ING Advisor Network Inc.
120Schwab Independent Branch Services (Franchise)
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.