Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▲
138Synergy Investment Group
137SWS Financial Services
136Harbor Financial Services LLC
135LifeMark Securities Corp.
134Wall Street Financial Group Inc.
133Park Avenue Securities LLC
132Wunderlich Securities Inc.
131Capital Analysts Inc.
130WRP Investments Inc.
129Century Securities Associates Inc.
128SCF Securities Inc.
127Raymond James Financial Services Inc.
126Coordinated Capital Securities Inc.
125Correll Co. Investment Services Corp.
124Ausdal Financial Partners
123Cutter & Co. Inc.
122Allstate Financial Services LLC
121BCG Securities, Inc.
120GBS Financial Corp.
119Foresters Equity Services Inc.
118Finance 500 Inc.
117Williams Financial Group
116ING Advisor Network Inc.
115Schwab Independent Branch Services (Franchise)
114MidAmerica Financial Services Inc.
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.