Broker-dealer Data Center
All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||% of $500K+ reps ▼|
|1||Wells Fargo Advisors Financial Network||30.70%|
|2||Commonwealth Financial Network||29.23%|
|3||Geneos Wealth Management Inc.||24.45%|
|4||Centaurus Financial Inc.||20.70%|
|5||Prospera Financial Services Inc.||19.69%|
|6||Kalos Capital Inc.||19.20%|
|7||CUNA Brokerage Services Inc.||16.39%|
|8||SII Investments Inc.||16.13%|
|9||Spire Investment Partners LLC||15.29%|
|10||Securian Financial Services Inc.||14.22%|
|11||LPL Financial LLC||13.89%|
|12||Investment Centers of America Inc.||13.86%|
|13||J.W. Cole Financial Inc.||13.38%|
|14||Securities Service Network Inc.||13.21%|
|15||The Strategic Financial Alliance Inc.||12.84%|
|16||National Planning Corporation (NPC)||12.77%|
|17||Securities America Inc.||12.13%|
|19||Royal Alliance Associates Inc.||11.73%|
|20||FSC Securities Corp.||11.51%|
|21||Kovack Securities Inc.||11.33%|
|22||Independent Financial Group LLC||11.17%|
|23||Founders Financial Securities, LLC||10.00%|
|24||M Holdings Securities Inc. (M Securities)||9.98%|
|25||Triad Advisors Inc.||9.95%|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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