Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $500K+ reps ▼
1Wells Fargo Advisors Financial Network31.65%
2Commonwealth Financial Network29.52%
3Geneos Wealth Management Inc.25.09%
4Centaurus Financial Inc.20.25%
5VSR Financial Services Inc.18.38%
6Prospera Financial Services Inc.18.12%
7Spire Investment Partners LLC17.74%
8Kalos Capital Inc.17.43%
9SII Investments Inc.17.21%
10CUNA Brokerage Services Inc.16.89%
11Securian Financial Services Inc.14.87%
12LPL Financial LLC13.64%
13J.W. Cole Financial Inc.13.26%
14Investment Centers of America Inc.12.91%
15National Planning Corporation (NPC) 12.42%
16Securities America Inc.12.05%
17Founders Financial Securities, LLC11.76%
18The Strategic Financial Alliance Inc.11.54%
19Securities Service Network Inc.11.36%
20Royal Alliance Associates Inc.11.34%
21Lincoln Investment Planning, LLC11.17%
22Triad Advisors Inc.11.10%
23Kovack Securities Inc.11.08%
24NFP Advisor Services11.08%
25FSC Securities Corp.10.94%
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  • N/D = Not disclosed
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