Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $500K+ reps ▼
1Wells Fargo Advisors Financial Network39.46%
2Commonwealth Financial Network32.26%
3Geneos Wealth Management Inc.25.61%
4Prospera Financial Services Inc.25.19%
5Spire Investment Partners LLC24.29%
6Centaurus Financial Inc.23.22%
7Raymond James Financial Services Inc.21.75%
8CUNA Brokerage Services Inc.17.99%
9David A. Noyes & Company16.28%
10J.W. Cole Financial Inc.15.00%
11Kalos Capital Inc.13.91%
12Securian Financial Services Inc.13.84%
13Kestra Financial, Inc13.54%
14Arete Wealth Management13.39%
15LPL Financial LLC13.09%
16Kovack Securities, Inc.12.53%
17The Strategic Financial Alliance Inc.12.36%
18Waddell & Reed Financial Advisors12.34%
19Securities Service Network Inc.12.29%
20Founders Financial Securities, LLC12.00%
21Securities America Inc.11.57%
22Independent Financial Group LLC10.72%
23Triad Advisors LLC10.12%
24United Planners Financial Services10.06%
25PlanMember Securities Corp.9.91%
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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