Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $500K+ reps ▼
1Wells Fargo Advisors Financial Network30.70%
2Commonwealth Financial Network29.23%
3Geneos Wealth Management Inc.24.45%
4Centaurus Financial Inc.20.70%
5Prospera Financial Services Inc.19.69%
6Kalos Capital Inc.19.20%
7CUNA Brokerage Services Inc.16.39%
8SII Investments Inc.16.13%
9Spire Investment Partners LLC15.29%
10Securian Financial Services Inc.14.22%
11LPL Financial LLC13.89%
12Investment Centers of America Inc.13.86%
13J.W. Cole Financial Inc.13.38%
14Securities Service Network Inc.13.21%
15The Strategic Financial Alliance Inc.12.84%
16National Planning Corporation (NPC) 12.77%
17Securities America Inc.12.13%
18Kestra Financial, Inc. 12.04%
19Royal Alliance Associates Inc.11.73%
20FSC Securities Corp.11.51%
21Kovack Securities, Inc.11.33%
22Independent Financial Group LLC11.17%
23Founders Financial Securities, LLC10.00%
24M Holdings Securities Inc. (M Securities)9.98%
25Triad Advisors Inc.9.95%
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.