Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in producing reps ▼
1Infinity Financial Services 72.73%
2Signator Investors Inc.49.44%
3Spire Investment Partners LLC40.00%
4St. Bernard Financial Services Inc.32.61%
5Veritas Independent Partners27.27%
6Summit Brokerage Services, Inc.21.90%
7Cetera Advisors15.34%
8Fortune Financial Services, Inc.13.24%
9Arete Wealth Management12.50%
10Nationwide Planning Associates, Inc.10.99%
11United Planners Financial Services10.54%
12HD Vest Investment Services9.97%
13The Strategic Financial Alliance Inc.9.65%
14Securian Financial Services Inc.8.59%
15SagePoint Financial Inc.8.31%
16Founders Financial Securities, LLC7.14%
17Cambridge Investment Research Inc.6.52%
18Securities America Inc.6.30%
19Prospera Financial Services Inc.6.30%
20Raymond James Financial Services Inc.6.25%
21CUNA Brokerage Services Inc.6.07%
22Harbour Investments Inc.5.88%
23Kalos Capital Inc.4.76%
24Crown Capital Securities L.P.4.67%
25Lincoln Financial Network4.25%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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