Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in producing reps ▼
1Infinity Financial Services 29.41%
2Summit Brokerage Services, Inc.27.32%
3Kovack Securities, Inc.18.46%
4Nationwide Planning Associates, Inc.15.19%
5Kalos Capital Inc.12.90%
6Hornor Townsend & Kent Inc.11.69%
7Trustmont Financial Group Inc.10.00%
8Geneos Wealth Management Inc.7.94%
9Wells Fargo Advisors Financial Network7.80%
10J.W. Cole Financial Inc.6.93%
11CFD Investments Inc.6.67%
12Raymond James Financial Services Inc.6.46%
13Broker Dealer Financial Services Corp.5.79%
14CUNA Brokerage Services Inc.5.78%
15Cetera Financial Institutions5.03%
16Signator Investors Inc.4.80%
17Investacorp Inc.4.31%
18United Planners Financial Services4.01%
19Cambridge Investment Research Inc.3.98%
20Commonwealth Financial Network3.89%
21Royal Alliance Associates Inc.3.85%
22Spire Investment Partners LLC3.45%
23Securian Financial Services Inc.3.23%
24Waddell & Reed Financial Advisors3.00%
25Founders Financial Securities, LLC2.94%
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.