Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in producing reps ▼
1Infinity Financial Services 29.41%
2Summit Brokerage Services, Inc.27.32%
3Kovack Securities Inc.18.46%
4Nationwide Planning Associates, Inc.15.19%
5Kalos Capital Inc.12.90%
6Hornor Townsend & Kent Inc.11.69%
7Investment Centers of America Inc.10.20%
8Trustmont Financial Group Inc.10.00%
9Geneos Wealth Management Inc.7.94%
10Wells Fargo Advisors Financial Network7.80%
11J.W. Cole Financial Inc.6.93%
12CFD Investments Inc.6.67%
13Raymond James Financial Services Inc.6.46%
14Broker Dealer Financial Services Corp.5.79%
15CUNA Brokerage Services Inc.5.78%
16Cetera Financial Institutions5.03%
17Signator Investors Inc.4.80%
18Investacorp Inc.4.31%
19United Planners Financial Services4.01%
20Cambridge Investment Research Inc.3.98%
21Commonwealth Financial Network3.89%
22Royal Alliance Associates Inc.3.85%
23Spire Investment Partners LLC3.45%
24Securian Financial Services Inc.3.23%
25Waddell & Reed Financial Advisors3.00%
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.