Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in producing reps ▲
140Advisor Group
139Arete Wealth Management
138D.A. Davidson & Co.
137Quincy Cass Associates Inc.
136Financial Services International Corp.
135First Republic Securities Co.
134Financial Telesis Inc.
133Sterne Agee Financial Services
132RBC Capital Markets Corp.
131Cantella & Co. Inc.
130Wall Street Access
129MSI Financial Services, Inc.
128vFinance Investments Inc.
127WRP Investments Inc.
126Wunderlich Securities Inc.
125Capital Investment Co.
124Quest Capital Strategies Inc.
123Park Avenue Securities LLC
122National Holdings Corp.
121LifeMark Securities Corp.
120Bolton Global Capital
119Foothill Securities Inc.
118Walnut Street Securities Inc.
117Tower Square Securities Inc.
116New England Securities Inc.
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.