Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm % change in reps ▼
1Infinity Financial Services 61.29%
2Signator Investors Inc.49.44%
3St. Bernard Financial Services Inc.32.61%
4Veritas Independent Partners27.27%
5Summit Brokerage Services, Inc.22.54%
6Arete Wealth Management20.45%
7The Strategic Financial Alliance Inc.18.24%
8Cetera Advisors15.53%
9Fortune Financial Services, Inc.13.95%
10United Planners Financial Services13.80%
11Spire Investment Partners LLC12.94%
12Kalos Capital Inc.12.00%
13Nationwide Planning Associates, Inc.10.99%
14Securian Financial Services Inc.8.59%
15Founders Financial Securities, LLC7.14%
16Prospera Financial Services Inc.7.09%
17Cambridge Investment Research Inc.6.95%
18Raymond James Financial Services Inc.6.81%
19Wells Fargo Advisors Financial Network6.69%
20Securities America Inc.6.30%
21CUNA Brokerage Services Inc.6.07%
22Harbour Investments Inc.5.91%
23Broker Dealer Financial Services Corp.5.04%
24Calton & Associates Inc.4.92%
25Edward Jones4.78%
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

Proposal to delay the DOL fiduciary rule is a turning point

Senior reporter Mark Schoeff Jr. and managing editor Christina Nelson discuss the Labor Department's latest move and what it means for the future of the regulation and the firms preparing for it.

Latest news & opinion

Is LPL's deal sweet enough for NPH's 3,200 reps and advisers?

They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.

Eduardo Repetto to leave Dimensional Fund Advisors

Gerald O'Reilly, currently co-CIO, will take over as co-CEO with David Butler.

Alternative strategies boomed after crisis, but haven't been tested

Because the S&P 500 has outperformed, convincing clients they need protection is a hard sell.

7 ways advisers fixed clients' biggest financial dilemmas

Sometimes it takes creativity, along with knowledge and outside help, to get a client out of a jam.

LPL Financial buys NPH, a broker-dealer network with 3,200 advisers

The deal, part of which is based on the advisers and revenue that eventually will move from NPH, could potentially cost LPL $448 million.