Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm % change in reps ▼
1MML Investors Services, LLC73.90%
2Veritas Independent Partners35.71%
3St. Bernard Financial Services Inc.34.43%
4Lincoln Investment Planning, LLC32.06%
5Correll Co. Investment Services Corp.22.22%
6Infinity Financial Services 18.00%
7SCF Securities Inc.16.89%
8Raymond James Financial Services Inc.14.99%
9Cetera Advisor Networks14.04%
10Securities America Inc.13.44%
11Nationwide Planning Associates, Inc.12.87%
12Woodbury Financial Services11.33%
13Geneos Wealth Management Inc.11.33%
14Kestra Financial, Inc9.58%
15The Investment Center Inc.7.87%
16Kalos Capital Inc.7.86%
17CUNA Brokerage Services Inc.6.47%
18Independent Financial Group LLC6.29%
19Leaders Group6.16%
20Cambridge Investment Research Inc.5.83%
21LPL Financial LLC5.79%
22Arete Wealth Management5.66%
23Commonwealth Financial Network4.92%
24Crown Capital Securities L.P.3.92%
25Investacorp Inc.3.48%
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How are financial services reacting to 'Times Up?'

There is much left to be done to reach full equality, say Estee Jimerson of Envestnt, but things are improving.

Latest news & opinion

Morningstar evolving well beyond its origins analyzing mutual funds

Led by CEO Kunal Kapoor, firm is moving way past ratings — and financial advisers are paying close attention.

Focus Financial IPO could be a sell signal for RIAs

The $100 million stock offering will fine-tune RIA valuations.

Ex-Edward Jones broker sues former firm, alleging racial bias

Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'

Piwowar defends SEC's best-interest rule

SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'

RIA in a Box acquired by private equity firm Aquiline Capital

New owners plan more growth for the software service provider.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.