Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in reps ▼
1Infinity Financial Services 61.29%
2Royal Alliance Associates Inc.50.38%
3Signator Investors Inc.49.44%
4Woodbury Financial Services42.54%
5FSC Securities Corp.42.29%
6SagePoint Financial Inc.37.70%
7St. Bernard Financial Services Inc.32.61%
8Veritas Independent Partners27.27%
9Summit Brokerage Services, Inc.22.54%
10Arete Wealth Management20.45%
11The Strategic Financial Alliance Inc.18.24%
12Cetera Advisors15.53%
13Fortune Financial Services, Inc.13.95%
14United Planners Financial Services13.80%
15Spire Investment Partners LLC12.94%
16Kalos Capital Inc.12.00%
17Nationwide Planning Associates, Inc.10.99%
18Securian Financial Services Inc.8.59%
19Founders Financial Securities, LLC7.14%
20Cambridge Investment Research Inc.6.95%
21Wells Fargo Advisors Financial Network6.69%
22Securities America Inc.6.30%
23Prospera Financial Services Inc.6.30%
24CUNA Brokerage Services Inc.6.07%
25Harbour Investments Inc.5.91%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.