Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in reps ▼
26Fortune Financial Services, Inc.3.40%
27Royal Alliance Associates Inc.3.38%
28American Portfolios Financial Services Inc.3.21%
29LaSalle St. Securities LLC3.17%
30World Capital Brokerage, Inc2.82%
31Kovack Securities, Inc.2.47%
32Summit Brokerage Services, Inc.2.46%
33Northwestern Mutual Investment Services2.01%
34Transamerica Financial Advisors, Inc.1.88%
35The Strategic Financial Alliance Inc.1.71%
36Harbour Investments Inc.1.59%
37Ameritas Investment Corp.1.39%
38Sigma Financial Corp.1.08%
39J.W. Cole Financial Inc.1.05%
40SagePoint Financial Inc.0.90%
41Triad Advisors LLC0.62%
42Lincoln Financial Network0.56%
43Ameriprise Financial Services Inc.0.23%
44United Planners Financial Services0.19%
45Capital Investment Co.0.00%
46Prospera Financial Services Inc.0.00%
47Founders Financial Securities, LLC0.00%
48Cadaret, Grant & Co. Inc.0.00%
49David A. Noyes & Company0.00%
50Centaurus Financial Inc.-0.31%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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