Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % change in reps ▼
26Waddell & Reed Financial Advisors3.29%
27Securian Financial Services Inc.3.23%
28SagePoint Financial Inc.2.99%
29Founders Financial Securities, LLC2.94%
30Investment Centers of America Inc.2.28%
31HD Vest Investment Services1.99%
32Securities America Inc.1.76%
33Equity Services Inc.1.75%
34KMS Financial Services, Inc.1.75%
35Ameriprise Financial Services Inc.1.54%
36INVEST Financial Corp.1.52%
37PlanMember Securities Corp.1.48%
38Triad Advisors Inc.1.28%
39Woodbury Financial Services1.08%
40Hornor Townsend & Kent Inc.1.01%
41TFS Securities Inc.0.87%
42Harbour Investments Inc.0.85%
43Lincoln Financial Network0.78%
44Cetera Advisors0.76%
45The O.N. Equity Sales Co.0.46%
46American Portfolios Financial Services Inc.0.37%
47Principal Securities, Inc. (fka Princor Financial Services Corp.)0.35%
48Berthel Fisher & Co. Financial Services Inc.0.31%
49LPL Financial LLC0.13%
50National Planning Corporation (NPC) 0.07%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.