Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▼
1LPL Financial LLC14,036
2Lincoln Financial Network8,457
3Ameriprise Financial Services Inc.7,589
4Northwestern Mutual5,770
5Transamerica Financial Advisors, Inc.5,103
6AXA Advisors4,522
7MML Investors Services LLC3,923
8Raymond James Financial Services Inc.3,379
9HD Vest Investment Services3,256
10Cambridge Investment Research Inc.2,713
11Cetera Advisor Networks2,510
12Voya Financial Advisors Inc.2,202
13Princor Financial Services Corp.2,098
14Securities America Inc.1,982
15Waddell & Reed Financial Advisors1,766
16Cetera Financial Institutions1,748
17Commonwealth Financial Network1,592
18Royal Alliance Associates Inc.1,560
19NFP Advisor Services1,393
20Signator Investors Inc.1,374
21National Planning Corp.1,335
22Cetera Financial Specialists1,309
23SagePoint Financial Inc.1,292
24Ameritas Investment Corp.1,192
25Cetera Advisors1,161
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.