Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▼
1LPL Financial LLC17,287
2Advisor Group10,064
3MML Investors Services, LLC7,933
4Ameriprise Financial Services, LLC7,805
5Northwestern Mutual 5,258
6Raymond James Financial Services Inc.4,471
7Equitable Advisors, LLC4,333
8Cambridge Investment Research, Inc.3,623
9Securities America Inc.3,233
10Transamerica Financial Advisors, Inc.3,004
11Royal Alliance Associates Inc.2,695
12Atria Wealth Solutions2,249
13Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,012
14Park Avenue Securities LLC1,922
15Woodbury Financial Services1,504
16Kestra Financial, Inc1,345
17Principal Securities, Inc. 1,282
18SagePoint Financial Inc.1,278
19Securian Financial Services Inc.1,077
20Lincoln Investment Planning, LLC1,009
21Waddell & Reed Financial Advisors936
22Ameritas Investment Company/Ameritas Advisory Services844
23American Portfolios Financial Services Inc.725
24Triad Advisors, LLC696
25FSC Securities Corp.651
26Centaurus Financial, Inc.643
27Sigma Financial Corp.581
28Hornor, Townsend & Kent, LLC562
29Independent Financial Group, LLC538
30The O.N. Equity Sales Co.537
31M Holdings Securities Inc. (M Securities)512
32Equity Services Inc. 506
33Concourse Financial Group Securities, Inc.495
34The Leaders Group489
35J.W. Cole Financial Inc.480
36PlanMember Securities Corp.479
37United Planners Financial Services452
38Grove Point Financial, LLC432
39Kovack Securities, Inc.385
40Parkland Securities, LLC335
41Fortune Financial Services, Inc.261
42Packerland Brokerage Services Inc.257
43The Investment Center Inc.246
44Geneos Wealth Management Inc.243
45LaSalle St. Securities LLC240
46Harbour Investments Inc.213
47Vanderbilt Financial Group181
48CFD Investments Inc.138
49Prospera Financial Services Inc.129
50Nationwide Planning Associates, Inc.123
51The Strategic Financial Alliance Inc.108
52Arete Wealth92
53Trustmont Financial Group Inc.85
54Founders Financial80
55Arkadios Capital75
56Thurston Springer Miller Herd & Titak65
57Alden Investment Group60
58Cutter & Company, Inc.48
59Trutoro34
60St. Bernard Financial Services Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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