Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
138Infinity Financial Services 22
137Spire Investment Partners LLC30
136St. Bernard Financial Services Inc.46
135Founders Financial Securities, LLC70
134Nationwide Planning Associates, Inc.91
133Kalos Capital Inc.105
132Trustmont Financial Group Inc.110
131The Strategic Financial Alliance Inc.114
130Prospera Financial Services Inc.127
129Harbour Investments Inc.187
128CFD Investments Inc.192
127Broker Dealer Financial Services Corp.201
126Fortune Financial Services, Inc.204
125Securities Management and Research212
124Girard Securities Inc.213
123TFS Securities Inc.224
122The Investment Center Inc.233
121VSR Financial Services Inc.256
120LaSalle St. Securities LLC270
119Geneos Wealth Management Inc.272
118KMS Financial Services, Inc.321
117Crown Capital Securities L.P.321
116Investment Centers of America Inc.352
115Parkland Securities, LLC367
114Quest Capital Strategies Inc. 370
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.