Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
138Veritas Independent Partners14
137Infinity Financial Services 38
136Spire Investment Partners LLC42
135St. Bernard Financial Services Inc.61
134Founders Financial Securities, LLC75
133Arete Wealth Management81
132IMS Securities Inc./IMS Financial Advisors Inc.93
131Nationwide Planning Associates, Inc.101
130Trustmont Financial Group Inc.103
129Kalos Capital Inc.110
128The Strategic Financial Alliance Inc.125
127Prospera Financial Services Inc.136
126CFD Investments Inc.167
125Capital Investment Co.170
124Harbour Investments Inc.198
123Girard Securities Inc.200
122Fortune Financial Services, Inc.231
121The Investment Center Inc.238
120Geneos Wealth Management Inc.256
119LaSalle St. Securities LLC280
118KMS Financial Services, Inc.322
117Crown Capital Securities L.P.336
116Securities Service Network Inc.354
115Investment Centers of America Inc.355
114Kovack Securities, Inc.370
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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