Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
140Spire Investment Partners LLC29
139Protected Investors of America Inc.51
138Founders Financial Securities, LLC68
137Kalos Capital Inc.93
136Trustmont Financial Group Inc.100
135The Strategic Financial Alliance Inc.128
134Prospera Financial Services Inc.138
133CFD Investments Inc.180
132Harbour Investments Inc.186
131Broker Dealer Financial Services Corp.190
130Fortune Financial Services, Inc.203
129SWS Financial Services220
128Girard Securities Inc.223
127Packerland Brokerage Services Inc.225
126The Investment Center Inc.233
125Securities Management and Research245
124Geneos Wealth Management Inc.252
123LaSalle St. Securities LLC265
122VSR Financial Services Inc.268
121J.P. Turner & Company LLC291
120Crown Capital Securities L.P.312
119Berthel Fisher & Co. Financial Services Inc.323
118Kovack Securities Inc.325
117Investment Centers of America Inc.353
116Summit Brokerage Services, Inc.355
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.