Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
138St. Bernard Financial Services Inc.0
137Trutoro34
136Cutter & Company, Inc.48
135Alden Investment Group60
134Thurston Springer Miller Herd & Titak65
133Arkadios Capital75
132Founders Financial80
131Trustmont Financial Group Inc.85
130Arete Wealth92
129The Strategic Financial Alliance Inc.108
128Nationwide Planning Associates, Inc.123
127Prospera Financial Services Inc.129
126CFD Investments Inc.138
125Vanderbilt Financial Group181
124Harbour Investments Inc.213
123LaSalle St. Securities LLC240
122Geneos Wealth Management Inc.243
121The Investment Center Inc.246
120Packerland Brokerage Services Inc.257
119Fortune Financial Services, Inc.261
118Parkland Securities, LLC335
117Kovack Securities, Inc.385
116Grove Point Financial, LLC432
115United Planners Financial Services452
114PlanMember Securities Corp.479
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.