Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
140Transamerica Financial Advisors, Inc.0
139RBC Capital Markets Corp.0
138Veritas Independent Partners11
137Infinity Financial Services 22
136Spire Investment Partners LLC30
135St. Bernard Financial Services Inc.46
134Founders Financial Securities, LLC70
133Arete Wealth Management72
132Nationwide Planning Associates, Inc.91
131IMS Securities Inc./IMS Financial Advisors Inc.104
130Kalos Capital Inc.105
129Trustmont Financial Group Inc.110
128The Strategic Financial Alliance Inc.114
127Prospera Financial Services Inc.127
126Capital Investment Co.170
125Harbour Investments Inc.187
124CFD Investments Inc.192
123Broker Dealer Financial Services Corp.201
122Fortune Financial Services, Inc.204
121Securities Management and Research212
120Girard Securities Inc.213
119TFS Securities Inc.224
118The Investment Center Inc.233
117VSR Financial Services Inc.256
116LaSalle St. Securities LLC270
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.