Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
1Spire Investment Partners LLC29
2Protected Investors of America Inc.51
3Founders Financial Securities, LLC68
4Kalos Capital Inc.93
5Trustmont Financial Group Inc.100
6The Strategic Financial Alliance Inc.128
7Prospera Financial Services Inc.138
8CFD Investments Inc.180
9Harbour Investments Inc.186
10Broker Dealer Financial Services Corp.190
11Fortune Financial Services Inc.203
12SWS Financial Services220
13Girard Securities Inc.223
14Packerland Brokerage Services Inc.225
15The Investment Center Inc.233
16Securities Management and Research245
17Geneos Wealth Management Inc.252
18LaSalle St. Securities LLC265
19VSR Financial Services Inc.268
20J.P. Turner & Company LLC291
21Crown Capital Securities L.P.312
22Berthel Fisher & Co. Financial Services Inc.323
23Kovack Securities Inc.325
24Investment Centers of America Inc.353
25Summit Brokerage Services, Inc.355
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.