Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
138Infinity Financial Services 22
137Spire Investment Partners LLC30
136Founders Financial Securities, LLC70
135Nationwide Planning Associates, Inc.91
134Kalos Capital Inc.105
133Trustmont Financial Group Inc.110
132The Strategic Financial Alliance Inc.114
131Prospera Financial Services Inc.127
130Harbour Investments Inc.187
129CFD Investments Inc.192
128Broker Dealer Financial Services Corp.201
127Fortune Financial Services, Inc.204
126Securities Management and Research212
125Girard Securities Inc.213
124TFS Securities Inc.224
123The Investment Center Inc.233
122VSR Financial Services Inc.256
121LaSalle St. Securities LLC270
120Geneos Wealth Management Inc.272
119Crown Capital Securities L.P.321
118KMS Financial Services, Inc.321
117Investment Centers of America Inc.352
116Parkland Securities, LLC367
115Quest Capital Strategies Inc. 370
114Securities Service Network Inc.370
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.