Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
144Infinity Financial Services 22
143Spire Investment Partners LLC30
142Founders Financial Securities, LLC70
141Nationwide Planning Associates, Inc.91
140Kalos Capital Inc.105
139Trustmont Financial Group Inc.110
138The Strategic Financial Alliance Inc.114
137Prospera Financial Services Inc.127
136Harbour Investments Inc.187
135CFD Investments Inc.192
134Broker Dealer Financial Services Corp.201
133Fortune Financial Services, Inc.204
132Securities Management and Research212
131Girard Securities Inc.213
130TFS Securities Inc.224
129The Investment Center Inc.233
128VSR Financial Services Inc.256
127LaSalle St. Securities LLC270
126Geneos Wealth Management Inc.272
125Crown Capital Securities L.P.321
124KMS Financial Services, Inc.321
123Investment Centers of America Inc.352
122Parkland Securities, LLC367
121Securities Service Network Inc.370
120Quest Capital Strategies Inc. 370
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.