Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Producing reps ▲
138St. Bernard Financial Services Inc.0
137Trutoro34
136Cutter & Company, Inc.48
135Alden Investment Group60
134Thurston Springer Miller Herd & Titak65
133Arkadios Capital75
132Founders Financial80
131Trustmont Financial Group Inc.85
130Arete Wealth92
129The Strategic Financial Alliance Inc.108
128Nationwide Planning Associates, Inc.123
127Prospera Financial Services Inc.129
126CFD Investments Inc.138
125Vanderbilt Financial Group181
124Harbour Investments Inc.213
123LaSalle St. Securities LLC240
122Geneos Wealth Management Inc.243
121The Investment Center Inc.246
120Packerland Brokerage Services Inc.257
119Fortune Financial Services, Inc.261
118Parkland Securities, LLC335
117Kovack Securities, Inc.385
116Grove Point Financial, LLC432
115United Planners Financial Services452
114PlanMember Securities Corp.479
113J.W. Cole Financial Inc.480
112The Leaders Group489
111Concourse Financial Group Securities, Inc.495
110Equity Services Inc. 506
109M Holdings Securities Inc. (M Securities)512
108The O.N. Equity Sales Co.537
107Independent Financial Group, LLC538
106Hornor, Townsend & Kent, LLC562
105Sigma Financial Corp.581
104Centaurus Financial, Inc.643
103FSC Securities Corp.651
102Triad Advisors, LLC696
101American Portfolios Financial Services Inc.725
100Ameritas Investment Company/Ameritas Advisory Services844
99Waddell & Reed Financial Advisors936
98Lincoln Investment Planning, LLC1,009
97Securian Financial Services Inc.1,077
96SagePoint Financial Inc.1,278
95Principal Securities, Inc. 1,282
94Kestra Financial, Inc1,345
93Woodbury Financial Services1,504
92Park Avenue Securities LLC1,922
91Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,012
90Atria Wealth Solutions2,249
89Royal Alliance Associates Inc.2,695
88Transamerica Financial Advisors, Inc.3,004
87Securities America Inc.3,233
86Cambridge Investment Research, Inc.3,623
85Equitable Advisors, LLC4,333
84Raymond James Financial Services Inc.4,471
83Northwestern Mutual 5,258
82Ameriprise Financial Services, LLC7,805
81MML Investors Services, LLC7,933
80Advisor Group10,064
79LPL Financial LLC17,287
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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