Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
137Nationwide Planning Associates, Inc.$-47,458
136Equity Services Inc.0
135ProEquities Inc.0
134Securities America Inc.0
133Securities Service Network Inc.0
132Sigma Financial Corp.0
131Royal Alliance Associates Inc.0
130Cetera Financial Specialists0
129Triad Advisors Inc.0
128Questar Capital Corp.0
127VSR Financial Services Inc.0
126Wells Fargo Advisors Financial Network0
125Woodbury Financial Services0
124Independent Financial Group LLC0
123Lincoln Investment Planning, LLC0
122Northwestern Mutual0
121Lincoln Financial Network0
120Ameriprise Financial Services Inc.0
119Waddell & Reed Financial Advisors0
118Securian Financial Services Inc.0
117Summit Brokerage Services, Inc.0
116Girard Securities Inc.0
115Fortune Financial Services, Inc.0
114Kalos Capital Inc.0
113H. Beck Inc.0
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137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.