Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Nationwide Planning Associates, Inc.$-47,458
137Fortune Financial Services, Inc.0
136Kalos Capital Inc.0
135Raymond James Financial Services Inc.0
134Trustmont Financial Group Inc.0
133FSC Securities Corp.0
132SagePoint Financial Inc.0
131Cetera Financial Institutions0
130KMS Financial Services, Inc.0
129H. Beck Inc.0
128Commonwealth Financial Network0
127Spire Investment Partners LLC0
126Parkland Securities, LLC0
125Crown Capital Securities L.P.0
124Quest Capital Strategies Inc. 0
123Equity Services Inc.0
122First Allied Securities, Inc.0
121Hornor Townsend & Kent Inc.0
120Royal Alliance Associates Inc.0
119HD Vest Investment Services0
118Independent Financial Group LLC0
117Lincoln Investment Planning, LLC0
116Cetera Advisor Networks0
115Voya Financial Advisors Inc.0
114Cetera Advisors0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.