Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
1Signator Investors Inc.$-9,881,211
2Ameritas Investment Corp.$-1,914,803
3CFD Investments Inc.$-25,281
4Trustmont Financial Group Inc.0
5INVEST Financial Corp.0
6Harbour Investments Inc.$9,133
7The Investment Center Inc.$32,785
8Packerland Brokerage Services Inc.$126,067
9Geneos Wealth Management Inc.$136,751
10Securities Management and Research$179,502
11Broker Dealer Financial Services Corp.$266,801
12Berthel Fisher & Co. Financial Services Inc.$529,694
13Founders Financial Securities, LLC$800,000
14LaSalle St. Securities LLC$929,526
15Prospera Financial Services Inc.$1,437,661
16J.W. Cole Financial Inc.$1,450,545
17United Planners Financial Services$1,500,000
18The Strategic Financial Alliance Inc.$1,759,726
19The O.N. Equity Sales Co.$1,800,000
20Cadaret, Grant & Co. Inc.$1,800,000
21CUNA Brokerage Services Inc.$2,100,000
22Kovack Securities Inc.$2,318,835
23SWS Financial Services$2,979,522
24NEXT Financial Group Inc.$3,261,200
25American Portfolios Financial Services Inc.$3,555,440
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.