Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▲
140Nationwide Planning Associates, Inc.$-47,458
139IMS Securities Inc./IMS Financial Advisors Inc.$-27,925
138Veritas Independent Partners$-446
137Fortune Financial Services, Inc.0
136Kalos Capital Inc.0
135Raymond James Financial Services Inc.0
134Trustmont Financial Group Inc.0
133H. Beck Inc.0
132Commonwealth Financial Network0
131FSC Securities Corp.0
130SagePoint Financial Inc.0
129Crown Capital Securities L.P.0
128Cetera Financial Institutions0
127Equity Services Inc.0
126First Allied Securities, Inc.0
125RBC Capital Markets Corp.0
124KMS Financial Services, Inc.0
123HD Vest Investment Services0
122Wells Fargo Advisors Financial Network0
121Royal Alliance Associates Inc.0
120St. Bernard Financial Services Inc.0
119Triad Advisors Inc.0
118Questar Capital Corp.0
117VSR Financial Services Inc.0
116Woodbury Financial Services0
Next Page »

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.