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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$297,516,562
2Northwestern Mutual $102,736,361
3Equitable Advisors, LLC$51,600,000
4Cambridge Investment Research, Inc.$42,421,155
5MML Investors Services, LLC$6,379,386
6CUNA Brokerage Services Inc.$5,800,000
7Investacorp Inc.$5,502,000
8Signator Investors Inc.$4,815,402
9Kovack Securities, Inc.$3,976,200
10United Planners Financial Services$1,951,734
11J.W. Cole Financial Inc.$1,888,380
12Cadaret, Grant & Co. Inc.$1,800,000
13Prospera Financial Services Inc.$1,758,120
14Ameritas Investment Company/Ameritas Advisory Services$1,200,000
15LaSalle St. Securities LLC$1,200,000
16Founders Financial$1,142,862
17The O.N. Equity Sales Co.$1,015,415
18The Strategic Financial Alliance Inc.$834,953
19The Investment Center Inc.$832,500
20Arete Wealth$410,395
21Geneos Wealth Management Inc.$356,706
22NEXT Financial Group, Inc.$274,658
23Nationwide Planning Associates, Inc.$52,627
24Infinity Financial Services $37,037
25Trutoro$13,594
26Harbour Investments Inc.$9,250
27National Planning Corporation (NPC) 0
28Grove Point Financial, LLC0
29Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
30Crown Capital Securities L.P.0
31First Allied Securities, Inc.0
32Avantax Investment Services, Inc.0
33Cetera Advisor Networks0
34Voya Financial Advisors Inc.0
35Cetera Advisors0
36Transamerica Financial Advisors, Inc.0
37M Holdings Securities Inc. (M Securities)0
38INVEST Financial Corp.0
39Investment Centers of America Inc.0
40Royal Alliance Associates Inc.0
41SII Investments Inc.0
42Kestra Financial, Inc0
43PlanMember Securities Corp.0
44Concourse Financial Group Securities, Inc.0
45Securities America Inc.0
46Securities Service Network LLC0
47Sigma Financial Corp.0
48Cetera Financial Specialists0
49Triad Advisors, LLC0
50Questar Capital Corp.0
51Wells Fargo Advisors Financial Network0
52Woodbury Financial Services0
53Lincoln Financial Network0
54Ameriprise Financial Services, LLC0
55Securian Financial Services Inc.0
56Summit Brokerage Services, Inc.0
57Waddell & Reed Financial Advisors0
58Lincoln Investment Planning, LLC0
59Independent Financial Group, LLC0
60Centaurus Financial, Inc.0
61Hornor, Townsend & Kent, LLC0
62Quest Capital Strategies Inc. 0
63Parkland Securities, LLC0
64Spire Investment Partners LLC0
65Capital Investment Co.0
66KMS Financial Services, Inc.0
67Cetera Financial Institutions0
68SagePoint Financial Inc.0
69FSC Securities Corp.0
70Trustmont Financial Group Inc.0
71Raymond James Financial Services Inc.0
72SCF Securities Inc.0
73Kalos Capital Inc.0
74Fortune Financial Services, Inc.0
75St. Bernard Financial Services Inc.0
76The Leaders Group0
77CFD Investments Inc.$-93,208
78American Portfolios Financial Services Inc.$-315,492
79David A. Noyes & Company$-743,821
80Principal Securities, Inc. $-17,210,426
81Broker Dealer Financial Services Corp.
82Berthel Fisher & Co. Financial Services Inc.
83Schwab Independent Branch Services (Franchise)
84Edward Jones
85BCG Securities, Inc.
86National Securities Corp.
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc.
90TFS Securities Inc.
91Correll Co. Investment Services Corp.
92Nations Financial Group
93Thurston Springer Miller Herd & Titak
94SA Stone
95Financial Telesis Inc.
96First Republic Securities Co.
97Financial Services International Corp.
98Quincy Cass Associates Inc.
99Packerland Brokerage Services Inc.
100Alden Investment Group
101Coordinated Capital Securities Inc.
102D.A. Davidson & Co.
103Williams Financial Group
104Finance 500 Inc.
105Foresters Equity Services Inc.
106Century Securities Associates Inc.
107Ausdal Financial Partners
108Protected Investors of America Inc.
109Arkadios Capital
110ING Advisor Network Inc.
111Vanderbilt Financial Group
112Harbor Financial Services LLC
113TriCor Financial LLC
114Advisor Group
115WRP Investments Inc.
116Wunderlich Securities Inc.
117GBS Financial Corp.
118Atria Wealth Solutions
119Calton & Associates Inc.
120Park Avenue Securities LLC
121CoastalOne
122LifeMark Securities Corp.
123Bolton Global Capital
124Hilltop Securities Independent Network Inc.
125Equity Services Inc.
126Bernardi Securities Inc.
127Allstate Financial Services LLC
128Capital Analysts Inc.
129Synergy Investment Group
130Securities Management and Research
131Leonard & Co.
132MetLife Inc.
133New England Securities Inc.
134Walnut Street Securities Inc.
135Tower Square Securities Inc.
136Cutter & Company, Inc.
137World Capital Brokerage, Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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