Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▲
138Principal Securities, Inc. $-17,210,426
137David A. Noyes & Company$-743,821
136American Portfolios Financial Services Inc.$-315,492
135CFD Investments Inc.$-93,208
134National Planning Corporation (NPC) 0
133Grove Point Financial, LLC0
132Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
131Crown Capital Securities L.P.0
130First Allied Securities, Inc.0
129Avantax Investment Services, Inc.0
128Cetera Advisor Networks0
127Voya Financial Advisors Inc.0
126Cetera Advisors0
125Transamerica Financial Advisors, Inc.0
124M Holdings Securities Inc. (M Securities)0
123INVEST Financial Corp.0
122Investment Centers of America Inc.0
121Royal Alliance Associates Inc.0
120SII Investments Inc.0
119Kestra Financial, Inc0
118PlanMember Securities Corp.0
117Concourse Financial Group Securities, Inc.0
116Securities America Inc.0
115Securities Service Network LLC0
114Sigma Financial Corp.0
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.