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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$364,570,423
2Equitable Advisors, LLC$66,800,000
3Cambridge Investment Research, Inc.$40,277,248
4CUNA Brokerage Services Inc.$8,500,000
5Investacorp Inc.$6,503,000
6American Portfolios Financial Services Inc.$4,314,793
7Kovack Securities, Inc.$4,128,750
8KMS Financial Services, Inc.$3,090,702
9Prospera Financial Services Inc.$2,515,409
10United Planners Financial Services$2,454,640
11J.W. Cole Financial Inc.$2,250,670
12The O.N. Equity Sales Co.$1,898,944
13Signator Investors Inc.$1,864,303
14Cadaret, Grant & Co. Inc.$1,800,000
15LaSalle St. Securities LLC$1,750,000
16Founders Financial$1,359,331
17The Strategic Financial Alliance Inc.$1,259,269
18The Investment Center Inc.$925,141
19David A. Noyes & Company$812,722
20Arete Wealth$743,294
21SCF Securities Inc.$649,312
22CFD Investments Inc.$419,870
23Nationwide Planning Associates, Inc.$244,239
24Geneos Wealth Management Inc.$241,189
25Securities Management and Research$160,452
26Infinity Financial Services $92,752
27Harbour Investments Inc.$10,000
28Alden Investment Group$1
29Royal Alliance Associates Inc.0
30Berthel Fisher & Co. Financial Services Inc.0
31Grove Point Financial, LLC0
32Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
33Crown Capital Securities L.P.0
34Equity Services Inc. 0
35First Allied Securities, Inc.0
36Avantax Investment Services, Inc.0
37Cetera Advisor Networks0
38Voya Financial Advisors Inc.0
39Cetera Advisors0
40M Holdings Securities Inc. (M Securities)0
41MML Investors Services, LLC0
42Kestra Financial, Inc0
43PlanMember Securities Corp.0
44Principal Securities, Inc. 0
45Concourse Financial Group Securities, Inc.0
46Securities America Inc.0
47Securities Service Network LLC0
48Sigma Financial Corp.0
49Cetera Financial Specialists0
50Triad Advisors, LLC0
51Questar Capital Corp.0
52Wells Fargo Advisors Financial Network0
53Woodbury Financial Services0
54Northwestern Mutual 0
55Lincoln Financial Network0
56Ameriprise Financial Services, LLC0
57Park Avenue Securities LLC0
58Securian Financial Services Inc.0
59Summit Brokerage Services, Inc.0
60Waddell & Reed Financial Advisors0
61Lincoln Investment Planning, LLC0
62Independent Financial Group, LLC0
63Centaurus Financial, Inc.0
64Hornor, Townsend & Kent, LLC0
65Quest Capital Strategies Inc. 0
66Parkland Securities, LLC0
67Spire Investment Partners LLC0
68Capital Investment Co.0
69Cetera Financial Institutions0
70SagePoint Financial Inc.0
71FSC Securities Corp.0
72Trustmont Financial Group Inc.0
73Raymond James Financial Services Inc.0
74Kalos Capital Inc.0
75Fortune Financial Services, Inc.0
76World Capital Brokerage, Inc.0
77Trutoro0
78The Leaders Group0
79Ameritas Investment Company/Ameritas Advisory Services$-2,774,388
80Transamerica Financial Advisors, Inc.$-7,601,064
81Capital Analysts Inc.
82Schwab Independent Branch Services (Franchise)
83Edward Jones
84CoastalOne
85Broker Dealer Financial Services Corp.
86National Securities Corp.
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc.
90TFS Securities Inc.
91INVEST Financial Corp.
92BCG Securities, Inc.
93Nations Financial Group
94Thurston Springer Miller Herd & Titak
95SA Stone
96Financial Telesis Inc.
97First Republic Securities Co.
98Financial Services International Corp.
99Quincy Cass Associates Inc.
100Packerland Brokerage Services Inc.
101ING Advisor Network Inc.
102D.A. Davidson & Co.
103Williams Financial Group
104Finance 500 Inc.
105Foresters Equity Services Inc.
106GBS Financial Corp.
107Ausdal Financial Partners
108Protected Investors of America Inc.
109NEXT Financial Group, Inc.
110Arkadios Capital
111Cutter & Company, Inc.
112Harbor Financial Services LLC
113TriCor Financial LLC
114WRP Investments Inc.
115Wunderlich Securities Inc.
116Vanderbilt Financial Group
117Advisor Group
118Calton & Associates Inc.
119St. Bernard Financial Services Inc.
120Bernardi Securities Inc.
121LifeMark Securities Corp.
122Bolton Global Capital
123Hilltop Securities Independent Network Inc.
124SII Investments Inc.
125National Planning Corporation (NPC)
126Allstate Financial Services LLC
127Correll Co. Investment Services Corp.
128Coordinated Capital Securities Inc.
129Synergy Investment Group
130Atria Wealth Solutions
131Leonard & Co.
132MetLife Inc.
133New England Securities Inc.
134Tower Square Securities Inc.
135Walnut Street Securities Inc.
136Century Securities Associates Inc.
137Investment Centers of America Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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