Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
138St. Bernard Financial Services Inc.0
137Capital Investment Co.0
136Trustmont Financial Group Inc.0
135Veritas Independent Partners$525,841
134Infinity Financial Services $4,001,929
133IMS Securities Inc./IMS Financial Advisors Inc.$11,606,321
132Fortune Financial Services, Inc.$12,216,757
131Nationwide Planning Associates, Inc.$14,180,597
130Arete Wealth Management$16,269,669
129Spire Investment Partners LLC$19,141,492
128Founders Financial Securities, LLC$23,159,797
127CFD Investments Inc.$30,041,895
126Kalos Capital Inc.$34,500,000
125Harbour Investments Inc.$36,997,000
124LaSalle St. Securities LLC$39,816,000
123Crown Capital Securities L.P.$41,025,657
122Parkland Securities, LLC$41,290,199
121The Strategic Financial Alliance Inc.$43,165,034
120Prospera Financial Services Inc.$43,754,308
119The Investment Center Inc.$45,083,718
118Girard Securities Inc.$49,668,098
117The O.N. Equity Sales Co.$56,670,000
116Kovack Securities, Inc.$65,382,000
115Hornor Townsend & Kent Inc.$69,210,000
114PlanMember Securities Corp.$75,096,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How to explain risk to a client

Most investors know investing involves risks as well as rewards and that the higher the risk, the greater the potential reward. But there are different types of risk and some are easier to understand than others, says Kendrick Wakeman of FinMason.

Latest news & opinion

Nontraded BDC sales in worst year since 2010

The illiquid product's three-year decline is partially due to new regulations and poor performance.

Tax reform debate sparks fresh interest in donor-advised funds

Schwab reports new accounts up 50% from last year, assets up 33%.

Nontraded REITs to post worst sales since 2002

The industry is on track to raise just $4.4 billion, well off the $19.6 billion it raised just four years ago, as new regulations hinder sales.

Broker protocol for recruiting a boon for clients

New research finds advisers whose firms have joined the agreement take better care of customers.

Meet our 2017 Women to Watch

Introducing 20 female financial advisers and industry executives who are distinguished leaders, advancing the business of providing advice through their creativity and hard work.