Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▲
134St. Bernard Financial Services Inc.0
133Trustmont Financial Group Inc.0
132Capital Investment Co.0
131Veritas Independent Partners$525,841
130Infinity Financial Services $4,001,929
129IMS Securities Inc./IMS Financial Advisors Inc.$11,606,321
128Fortune Financial Services, Inc.$12,216,757
127Nationwide Planning Associates, Inc.$14,180,597
126Arete Wealth Management$16,269,669
125Spire Investment Partners LLC$19,141,492
124Founders Financial Securities, LLC$23,159,797
123CFD Investments Inc.$30,041,895
122Kalos Capital Inc.$34,500,000
121Harbour Investments Inc.$36,997,000
120LaSalle St. Securities LLC$39,816,000
119Crown Capital Securities L.P.$41,025,657
118Parkland Securities, LLC$41,290,199
117The Strategic Financial Alliance Inc.$43,165,034
116Prospera Financial Services Inc.$43,754,308
115The Investment Center Inc.$45,083,718
114The O.N. Equity Sales Co.$56,670,000
113Kovack Securities, Inc.$65,382,000
112Hornor Townsend & Kent Inc.$69,210,000
111PlanMember Securities Corp.$75,096,000
110Sigma Financial Corp.$86,586,556
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134 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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