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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,202,641,183
2Ameriprise Financial Services, LLC$3,919,123,620
3Raymond James Financial Services Inc.$1,731,968,106
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,006,829,973
5Wells Fargo Advisors Financial Network$864,052,000
6Lincoln Financial Network$854,613,002
7Northwestern Mutual $804,672,155
8Equitable Advisors, LLC$746,903,200
9Cambridge Investment Research, Inc.$698,143,752
10Cetera Advisor Networks$558,973,571
11Securities America Inc.$551,900,000
12Waddell & Reed Financial Advisors$526,106,759
13Royal Alliance Associates Inc.$461,218,000
14Kestra Financial, Inc$427,492,597
15National Planning Corporation (NPC) $407,786,000
16Voya Financial Advisors Inc.$406,398,963
17MML Investors Services, LLC$388,711,705
18Avantax Investment Services, Inc.$319,739,319
19Securian Financial Services Inc.$315,185,945
20Principal Securities, Inc. $314,137,343
21SagePoint Financial Inc.$312,337,000
22Signator Investors Inc.$303,902,179
23Cetera Financial Institutions$300,298,721
24Cetera Advisors$297,579,624
25FSC Securities Corp.$283,353,000
26First Allied Securities, Inc.$276,643,118
27Woodbury Financial Services$261,401,000
28INVEST Financial Corp.$261,301,000
29Lincoln Investment Planning, LLC$223,744,000
30Triad Advisors, LLC$184,000,000
31SII Investments Inc.$177,357,000
32American Portfolios Financial Services Inc.$176,331,261
33National Securities Corp.$163,046,000
34Cadaret, Grant & Co. Inc.$159,439,124
35M Holdings Securities Inc. (M Securities)$156,500,000
36CUNA Brokerage Services Inc.$154,300,000
37Ameritas Investment Company/Ameritas Advisory Services$146,400,000
38Centaurus Financial, Inc.$140,402,297
39Cetera Financial Specialists$132,249,468
40Securities Service Network LLC$125,307,000
41Independent Financial Group, LLC$124,403,000
42NEXT Financial Group, Inc.$123,469,149
43Investment Centers of America Inc.$120,195,000
44Grove Point Financial, LLC$119,224,441
45Geneos Wealth Management Inc.$118,717,962
46Concourse Financial Group Securities, Inc.$115,993,452
47Summit Brokerage Services, Inc.$111,000,000
48Questar Capital Corp.$105,730,300
49Sigma Financial Corp.$95,763,775
50United Planners Financial Services$95,069,131
51KMS Financial Services, Inc.$92,662,639
52Investacorp Inc.$88,300,000
53J.W. Cole Financial Inc.$86,277,893
54PlanMember Securities Corp.$71,144,000
55Hornor, Townsend & Kent, LLC$70,900,000
56Kovack Securities, Inc.$67,106,230
57The O.N. Equity Sales Co.$66,480,000
58The Investment Center Inc.$46,039,089
59Parkland Securities, LLC$45,450,849
60Equity Services Inc. $43,154,000
61Prospera Financial Services Inc.$42,392,562
62Crown Capital Securities L.P.$42,046,860
63The Strategic Financial Alliance Inc.$41,234,508
64LaSalle St. Securities LLC$40,266,219
65Harbour Investments Inc.$36,590,000
66Kalos Capital Inc.$35,000,000
67TFS Securities Inc.$31,941,000
68CFD Investments Inc.$31,780,407
69Founders Financial$23,518,801
70Spire Investment Partners LLC$21,039,312
71Broker Dealer Financial Services Corp.$20,470,607
72Arete Wealth$13,933,895
73Fortune Financial Services, Inc.$12,008,231
74Nationwide Planning Associates, Inc.$11,715,674
75Securities Management and Research$4,427,243
76Infinity Financial Services $3,217,861
77Trutoro$585,056
78Transamerica Financial Advisors, Inc.0
79Trustmont Financial Group Inc.0
80Capital Investment Co.0
81St. Bernard Financial Services Inc.0
82Quest Capital Strategies Inc. 0
83Foresters Equity Services Inc.
84Berthel Fisher & Co. Financial Services Inc.
85Ausdal Financial Partners
86BCG Securities, Inc.
87SCF Securities Inc.
88Harbor Financial Services LLC
89TriCor Financial LLC
90Calton & Associates Inc.
91Bernardi Securities Inc.
92Allstate Financial Services LLC
93World Capital Brokerage, Inc.
94Schwab Independent Branch Services (Franchise)
95Edward Jones
96David A. Noyes & Company
97The Leaders Group
98Thurston Springer Miller Herd & Titak
99Alden Investment Group
100Arkadios Capital
101Vanderbilt Financial Group
102Advisor Group
103Atria Wealth Solutions
104CoastalOne
105Nations Financial Group
106Protected Investors of America Inc.
107WRP Investments Inc.
108Wunderlich Securities Inc.
109Park Avenue Securities LLC
110LifeMark Securities Corp.
111Bolton Global Capital
112Hilltop Securities Independent Network Inc.
113ING Advisor Network Inc.
114GBS Financial Corp.
115Synergy Investment Group
116Cutter & Company, Inc.
117Leonard & Co.
118MetLife Inc.
119New England Securities Inc.
120Tower Square Securities Inc.
121Walnut Street Securities Inc.
122Correll Co. Investment Services Corp.
123Foothill Securities Inc.
124Coordinated Capital Securities Inc.
125vFinance Investments Inc.
126Wall Street Access
127Cantella & Co. Inc.
128Century Securities Associates Inc.
129Capital Analysts Inc.
130SA Stone
131Financial Telesis Inc.
132First Republic Securities Co.
133Financial Services International Corp.
134Quincy Cass Associates Inc.
135Packerland Brokerage Services Inc.
136D.A. Davidson & Co.
137Williams Financial Group
138Finance 500 Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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