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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,049,382,532
2Ameriprise Financial Services, LLC$3,944,981,975
3Raymond James Financial Services Inc.$1,790,201,621
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,068,709,779
5Wells Fargo Advisors Financial Network$910,827,000
6Northwestern Mutual $756,221,640
7Lincoln Financial Network$747,358,442
8Equitable Advisors, LLC$727,544,586
9Cambridge Investment Research, Inc.$711,466,662
10Cetera Advisor Networks$572,967,406
11Securities America Inc.$535,725,000
12Waddell & Reed Financial Advisors$487,411,769
13Royal Alliance Associates Inc.$466,839,000
14Kestra Financial, Inc$423,079,103
15Voya Financial Advisors Inc.$393,715,837
16National Planning Corporation (NPC) $376,824,000
17MML Investors Services, LLC$367,555,763
18Signator Investors Inc.$357,317,849
19Securian Financial Services Inc.$325,642,198
20Avantax Investment Services, Inc.$316,566,822
21SagePoint Financial Inc.$307,558,000
22Cetera Advisors$284,577,938
23Principal Securities, Inc. $279,328,470
24FSC Securities Corp.$274,115,000
25Cetera Financial Institutions$263,103,643
26Woodbury Financial Services$253,943,000
27INVEST Financial Corp.$249,821,000
28Lincoln Investment Planning, LLC$232,572,000
29First Allied Securities, Inc.$224,607,110
30Triad Advisors, LLC$173,242,000
31American Portfolios Financial Services Inc.$171,486,365
32SII Investments Inc.$169,331,000
33CUNA Brokerage Services Inc.$158,000,000
34Cadaret, Grant & Co. Inc.$149,497,813
35M Holdings Securities Inc. (M Securities)$148,000,000
36Summit Brokerage Services, Inc.$144,458,417
37Centaurus Financial, Inc.$144,455,127
38Transamerica Financial Advisors, Inc.$133,321,914
39Ameritas Investment Company/Ameritas Advisory Services$132,100,000
40Cetera Financial Specialists$128,911,784
41Independent Financial Group, LLC$122,878,000
42Investment Centers of America Inc.$113,429,000
43Securities Service Network LLC$111,608,000
44Grove Point Financial, LLC$107,804,000
45NEXT Financial Group, Inc.$107,787,124
46Geneos Wealth Management Inc.$104,458,839
47Questar Capital Corp.$102,630,400
48Concourse Financial Group Securities, Inc.$97,910,150
49United Planners Financial Services$97,345,505
50KMS Financial Services, Inc.$96,423,461
51J.W. Cole Financial Inc.$91,432,589
52Investacorp Inc.$87,771,005
53Sigma Financial Corp.$86,586,556
54PlanMember Securities Corp.$75,096,000
55Hornor, Townsend & Kent, LLC$69,210,000
56Kovack Securities, Inc.$65,382,000
57The O.N. Equity Sales Co.$56,670,000
58The Leaders Group$46,518,187
59The Investment Center Inc.$45,083,718
60Prospera Financial Services Inc.$43,754,308
61The Strategic Financial Alliance Inc.$43,165,034
62Parkland Securities, LLC$41,290,199
63Crown Capital Securities L.P.$41,025,657
64LaSalle St. Securities LLC$39,816,000
65Harbour Investments Inc.$36,997,000
66Kalos Capital Inc.$34,500,000
67CFD Investments Inc.$30,041,895
68Founders Financial$23,159,797
69Spire Investment Partners LLC$19,141,492
70SCF Securities Inc.$17,889,942
71David A. Noyes & Company$17,413,000
72Arete Wealth$16,268,669
73Nationwide Planning Associates, Inc.$14,180,597
74Fortune Financial Services, Inc.$12,216,757
75Infinity Financial Services $4,001,929
76Trutoro$525,841
77Quest Capital Strategies Inc. 0
78Capital Investment Co.0
79Trustmont Financial Group Inc.0
80St. Bernard Financial Services Inc.0
81Walnut Street Securities Inc.
82Tower Square Securities Inc.
83New England Securities Inc.
84MetLife Inc.
85Atria Wealth Solutions
86National Securities Corp.
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc.
90TFS Securities Inc.
91Leonard & Co.
92Century Securities Associates Inc.
93Synergy Investment Group
94Capital Analysts Inc.
95Broker Dealer Financial Services Corp.
96SA Stone
97Financial Telesis Inc.
98First Republic Securities Co.
99Financial Services International Corp.
100Quincy Cass Associates Inc.
101Packerland Brokerage Services Inc.
102CoastalOne
103Cutter & Company, Inc.
104D.A. Davidson & Co.
105Williams Financial Group
106Finance 500 Inc.
107Foresters Equity Services Inc.
108Berthel Fisher & Co. Financial Services Inc.
109Ausdal Financial Partners
110BCG Securities, Inc.
111Equity Services Inc.
112Harbor Financial Services LLC
113TriCor Financial LLC
114GBS Financial Corp.
115Hilltop Securities Independent Network Inc.
116Calton & Associates Inc.
117Nations Financial Group
118Bernardi Securities Inc.
119Allstate Financial Services LLC
120Bolton Global Capital
121Securities Management and Research
122World Capital Brokerage, Inc.
123LifeMark Securities Corp.
124ING Advisor Network Inc.
125Schwab Independent Branch Services (Franchise)
126Edward Jones
127Park Avenue Securities LLC
128Wunderlich Securities Inc.
129WRP Investments Inc.
130Protected Investors of America Inc.
131Thurston Springer Miller Herd & Titak
132Alden Investment Group
133Arkadios Capital
134Vanderbilt Financial Group
135Advisor Group
136Correll Co. Investment Services Corp.
137Coordinated Capital Securities Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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