Broker-dealer Data Center


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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1Edward Jones14,500
2LPL Financial LLC14,377
3Lincoln Financial Network8,885
4Ameriprise Financial Services Inc.7,668
5Raymond James Financial Services Inc.5,217
6Northwestern Mutual Investment Services5,037
7AXA Advisors LLC4,765
8HD Vest Investment Services4,597
9MML Investors Services, LLC4,436
10Cambridge Investment Research Inc.3,738
11Transamerica Financial Advisors, Inc.3,307
12Royal Alliance Associates Inc.2,782
13Cetera Advisor Networks2,665
14SagePoint Financial Inc.2,323
15Securities America Inc.2,209
16Signator Investors Inc.2,152
17Commonwealth Financial Network2,092
18Principal Securities, Inc. (fka Princor Financial Services Corp.)2,068
19Voya Financial Advisors Inc.1,990
20Waddell & Reed Financial Advisors1,906
21Cetera Financial Institutions1,805
22FSC Securities Corp.1,743
23Woodbury Financial Services1,739
24Kestra Financial, Inc1,712
25Cetera Advisors1,525
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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