Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC14,036
2Lincoln Financial Network8,457
3Ameriprise Financial Services Inc.7,589
4Northwestern Mutual6,014
5Transamerica Financial Advisors, Inc.5,103
6MML Investors Services, LLC4,892
7AXA Advisors4,854
8HD Vest Investment Services4,515
9Cambridge Investment Research Inc.3,374
10Cetera Advisor Networks2,948
11Voya Financial Advisors Inc.2,811
12Princor Financial Services Corp.2,313
13Securities America Inc.2,042
14Commonwealth Financial Network1,965
15Waddell & Reed Financial Advisors1,915
16Royal Alliance Associates Inc.1,887
17Cetera Financial Institutions1,879
18NFP Advisor Services1,760
19SagePoint Financial Inc.1,638
20ProEquities Inc.1,478
21National Planning Corporation (NPC) 1,401
22Cetera Financial Specialists1,385
23Signator Investors Inc.1,374
24INVEST Financial Corp.1,314
25Cetera Advisors1,310
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.