Broker-dealer Rankings - InvestmentNews

Recruitment & Staffing Financials Assets Breakdown Custom Ranking

	Firm	Reps ▼	$100K-$499K reps	$500K+ reps	% of $100K+ reps	% of $500K+ reps
1	LPL Financial LLC	17,287	0	0	Subscribe	Subscribe
2	Advisor Group	14,513	4,362	1,411	Subscribe	Subscribe
3	Lincoln Financial Network	10,620	—	—	Subscribe	Subscribe
4	Northwestern Mutual	8,639	1,547	619	Subscribe	Subscribe
5	Ameriprise Financial Services, LLC	7,805	0	0	Subscribe	Subscribe
6	MML Investors Services, LLC	6,950	2,163	459	Subscribe	Subscribe
7	Raymond James Financial Services Inc.	6,640	0	0	Subscribe	Subscribe
8	Royal Alliance Associates Inc.	4,815	1,259	436	Subscribe	Subscribe
9	Equitable Advisors, LLC	4,530	1,609	320	Subscribe	Subscribe
10	Cambridge Investment Research, Inc.	4,529	1,578	498	Subscribe	Subscribe
11	Avantax Investment Services, Inc.	3,825	—	—	Subscribe	Subscribe
12	Securities America Inc.	3,233	1,188	390	Subscribe	Subscribe
13	Transamerica Financial Advisors, Inc.	3,108	194	8	Subscribe	Subscribe
14	Woodbury Financial Services	2,498	791	238	Subscribe	Subscribe
15	Commonwealth Equity Services, LLC dba-Commonwealth Financial Network	2,476	897	977	Subscribe	Subscribe
16	Atria Wealth Solutions	2,249	608	142	Subscribe	Subscribe
17	Park Avenue Securities LLC	1,922	0	0	Subscribe	Subscribe
18	Principal Securities, Inc.	1,747	451	87	Subscribe	Subscribe
19	Kestra Financial, Inc	1,736	484	309	Subscribe	Subscribe
20	SagePoint Financial Inc.	1,461	591	163	Subscribe	Subscribe
21	Waddell & Reed Financial Advisors	1,333	516	264	Subscribe	Subscribe
22	Securian Financial Services Inc.	1,077	454	174	Subscribe	Subscribe
23	The Leaders Group	1,076	47	9	Subscribe	Subscribe
24	Ameritas Investment Company/Ameritas Advisory Services	1,055	189	69	Subscribe	Subscribe
25	Lincoln Investment Planning, LLC	1,040	427	158	Subscribe	Subscribe

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Notes

N/A = Not available
N/D = Not disclosed
— = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Year
State
Clearing firm

Revenue
Total Assets
Total Reps

Broker-dealer Data Center

Rankings