Broker-dealer Data Center


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Total Reps
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC14,054
2Edward Jones13,839
3Lincoln Financial Network8,523
4Ameriprise Financial Services Inc.7,706
5Northwestern Mutual6,015
6MML Investors Services, LLC4,796
7AXA Advisors4,743
8HD Vest Investment Services4,605
9Cambridge Investment Research Inc.3,495
10Cetera Advisor Networks2,897
11Voya Financial Advisors Inc.2,719
12Principal Securities, Inc. (fka Princor Financial Services Corp.)2,321
13Securities America Inc.2,078
14Commonwealth Financial Network2,073
15Waddell & Reed Financial Advisors1,978
16Cetera Financial Institutions1,966
17Royal Alliance Associates Inc.1,850
18Kestra Financial, Inc. 1,761
19SagePoint Financial Inc.1,687
20ProEquities Inc.1,527
21Ameritas Investment Corp.1,508
22Signator Investors Inc.1,440
23National Planning Corporation (NPC) 1,402
24INVEST Financial Corp.1,334
25Cetera Financial Specialists1,333
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.