Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
137Infinity Financial Services 31
136St. Bernard Financial Services Inc.46
135World Capital Brokerage, Inc68
134Founders Financial Securities, LLC70
133Spire Investment Partners LLC85
132Nationwide Planning Associates, Inc.91
131IMS Securities Inc./IMS Financial Advisors Inc.104
130Trustmont Financial Group Inc.124
129Kalos Capital Inc.125
128Prospera Financial Services Inc.127
127The Strategic Financial Alliance Inc.148
126Securities Management and Research212
125CFD Investments Inc.228
124TFS Securities Inc.233
123Packerland Brokerage Services Inc.235
122Harbour Investments Inc.237
121Broker Dealer Financial Services Corp.238
120Fortune Financial Services, Inc.258
119Geneos Wealth Management Inc.274
118The Investment Center Inc.275
117VSR Financial Services Inc.298
116LaSalle St. Securities LLC305
115Calton & Associates Inc.305
114Berthel Fisher & Co. Financial Services Inc.324
113Crown Capital Securities L.P.345
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137 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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