Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
140Correll Co. Investment Services Corp.11
139Financial Services International Corp.32
138Cutter & Co. Inc.38
137St. Bernard Financial Services Inc.44
136Spire Investment Partners LLC62
135World Capital Brokerage, Inc62
134Protected Investors of America Inc.66
133Founders Financial Securities, LLC68
132LifeMark Securities Corp.95
131IMS Securities Inc./IMS Financial Advisors Inc.107
130Kalos Capital Inc.109
129Trustmont Financial Group Inc.120
128Prospera Financial Services Inc.138
127Century Securities Associates Inc.152
126The Strategic Financial Alliance Inc.156
125CFD Investments Inc.211
124Fortune Financial Services, Inc.225
123TFS Securities Inc.231
122Harbour Investments Inc.235
121Packerland Brokerage Services Inc.235
120Securities Management and Research245
119Broker Dealer Financial Services Corp.250
118SWS Financial Services259
117VSR Financial Services Inc.272
116Geneos Wealth Management Inc.275
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.