Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
135Correll Co. Investment Services Corp.9
134Veritas Independent Partners14
133Cutter & Co. Inc.45
132Infinity Financial Services 50
131Wunderlich Securities Inc.50
130St. Bernard Financial Services Inc.61
129World Capital Brokerage, Inc71
128Bolton Global Capital75
127Founders Financial Securities, LLC75
126IMS Securities Inc./IMS Financial Advisors Inc.93
125Spire Investment Partners LLC96
124Nationwide Planning Associates, Inc.101
123Arete Wealth Management106
122Trustmont Financial Group Inc.111
121Century Securities Associates Inc.129
120Prospera Financial Services Inc.136
119Kalos Capital Inc.140
118SCF Securities Inc.148
117Cantella & Co. Inc. 165
116The Strategic Financial Alliance Inc.175
115Capital Investment Co.185
114Securities Management and Research214
113CFD Investments Inc.219
112Broker Dealer Financial Services Corp.250
111Harbour Investments Inc.251
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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