Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
144Infinity Financial Services 31
143St. Bernard Financial Services Inc.46
142World Capital Brokerage, Inc68
141Founders Financial Securities, LLC70
140Spire Investment Partners LLC85
139Nationwide Planning Associates, Inc.91
138IMS Securities Inc./IMS Financial Advisors Inc.104
137Trustmont Financial Group Inc.124
136Kalos Capital Inc.125
135Prospera Financial Services Inc.127
134The Strategic Financial Alliance Inc.148
133Securities Management and Research212
132CFD Investments Inc.228
131TFS Securities Inc.233
130Packerland Brokerage Services Inc.235
129Harbour Investments Inc.237
128Broker Dealer Financial Services Corp.238
127Fortune Financial Services, Inc.258
126Geneos Wealth Management Inc.274
125The Investment Center Inc.275
124VSR Financial Services Inc.298
123LaSalle St. Securities LLC305
122Calton & Associates Inc.305
121Berthel Fisher & Co. Financial Services Inc.324
120Girard Securities Inc.345
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144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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